(720) 599-3505

WARNING! Impending Investigation–SATYEN CHATTERJEE and STRATEGIC CAPITAL MANAGEMENT INC.

25
Jul

WARNING! Impending Investigation–SATYEN CHATTERJEE and STRATEGIC CAPITAL MANAGEMENT INC.

Posted by admin | 0 Comment

Satyen Chatterjee and Strategic Capital Management, Inc. We are currently investigating allegations made against Satyen Chatterjee.  Satyen Chatterjee was the sole owner and President of Strategic Capital Management, Inc. in Seattle, Washington.  The Washington Securities Division revoked Chatterjee’s investment advisory registration on June 16, 2014 after an investigation in which Chatterjee was alleged to have ...

21
Jul

WARNING! Impending Investigation–JAY SOOJIAN and NEW ENGLAND SECURITIES

Posted by admin | 0 Comment

Jay Soojian and New England Securities In a recent disciplinary action, FINRA (the Financial Industry Regulatory Authority) barred a former New England Securities financial advisor from Wayne, New Jersey named Jay Soojian.  Jay Soojian sold at least $775,000 in interests in Osiris Fund Limited Partnership. Soojian recommended these investments in Osiris to his customers without ...

21
Jul

UPDATE–Continuing Investigation Developments: GWG RENEWABLE SECURED DEBENTURES and JON R. SABES and STEVEN F. SABES

Posted by admin | 0 Comment

Further Investigation Into GWG Renewable Secured Debentures Have you invested in GWG Renewable Secured Debentures?  We have previously written a couple of blog entries regarding actions bought by the Financial Industry Regulatory Authority (FINRA) against financial advisors who recommended that their clients invest in GWG debentures.  GWG Holdings, Inc. purchases life insurance policies on the ...

14
Jul

WARNING! Impending Investigation–DENNIS KARASIK and DIVERSIFIED ENERGY GROUP

Posted by admin | 0 Comment

Dennis Karasik and Diversified Energy Group We are currently investigating allegations made against Dennis Karasik of Parkton, Maryland.  Dennis Karasik was recently barred from the securities industry by FINRA, the Financial Industry Regulatory Authority.  FINRA alleged that Dennis Karasik recommended that his clients invest in bonds offered by Diversified Energy Group, a purported oil and ...

09
Jul

FRAUD WARNING! JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD and KGTA PETROLEUM

Posted by admin | 0 Comment

KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities Have you lost money in KGTA Petroleum?  We are currently investigating allegations made by the Securities and Exchange Commission regarding Akron, Ohio-based KGTA Petroleum.  The SEC alleges that Jeffrey Gainer, Jerry Cicolani, and Kelly Hood made recommendations to their clients to invest in KGTA ...

08
Jul

WARNING! Impending Investigation–MARK S. GARRISON and NY LIFE SECURITIES

Posted by admin | 0 Comment

Mark Garrison and NY Life Securities We are currently investigating allegations made against Mark S. Garrison of Greenville, South Carolina.  Mark S. Garrison was a registered representative and financial advisor of NY Life Securities in its Greenville, South Carolina office, from 1989 to April 2012. Mr. Garrison was recently suspended for 14 months and fined ...

07
Jul

WARNING! Impending Investigation–MICHAEL M. WARD and GWG RENEWABLE SECURED DEBENTURES

Posted by admin | 0 Comment

Investigation of Michael M. Ward and GWG Renewable Secured Debentures Have you invested in GWG Renewable Secured Debentures through 79 Capital Securities and Michael M. Ward?   GWG Holdings, Inc. purchases life insurance policies on the secondary market, at a discount from the policy owner.  GWG then hopes to make a profit by collecting the face ...

03
Jul

KHOW Radio Appearances with Tom Martino, Consumer Advocate

Posted by admin | 0 Comment

Aaron Israels has recently become a guest speaker for Tom Martino’s exclusive Radio Show on Denver’s  630 KHOW Talk Radio.  Tom Martino is a consumer advocate who has been fighting for consumer rights for more than 30 years.  We respect his passion for helping consumers with various issues and Mr. Israels is honored to appear with him ...

01
Jul

WARNING! Impending Investigation–ROBERT L. DREW and LPL FINANCIAL

Posted by admin | 0 Comment

Robert L. Drew and LPL Financial On June 25, 2014, FINRA (the Financial Industry Regulatory Authority) barred a former LPL Financial advisor named Robert L. Drew.  Robert Drew failed to appear for an on-the-record interview with FINRA regarding an investigation of unsuitable trading in Drew’s customer accounts.  Because he failed to appear for the interview, ...

Copyright © 2018 Israels Neuman, PLC. All Rights Reserved

Developed By TRIGUNS