(720) 599-3505

INVESTOR ALERT! MICHAEL EVANGELISTA of Parsippany, NJ

28
Nov

INVESTOR ALERT! MICHAEL EVANGELISTA of Parsippany, NJ

Posted by admin | 0 Comment
INVESTOR ALERT!  MICHAEL EVANGELISTA of Parsippany, NJ

Michael Evangelista and Allegations of Unsuitable Investments   Have you lost money in Michael Evangelista from Parsippany, New Jersey?  Michael Evangelista was recently barred by FINRA, the Financial Industry Regulatory Authority, for selling investments in a real estate company.  It was alleged that Evangelista did not have permission from his brokerage firm, Cambridge Investment Research, ...

24
Nov

WARNING! Impending Investigation–PATRICK RICHARD HARRISON and CUSO FINANCIAL SERVICES

Posted by admin | 0 Comment

Patrick Richard Harrison and CUSO Financial Services Have you lost money with financial advisor Patrick Richard Harrison from Portland, Oregon?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Harrison, who also worked in Tacoma, Washington.  FINRA recently barred Harrison from the securities industry for engaging in private securities ...

24
Nov

WARNING! Impending Investigation–RAYMOND T. CLARK and DYNASTY CAPITAL PARTNERS

Posted by admin | 0 Comment

Raymond T. Clark and Dynasty Capital Partners Have you lost money with financial advisor Raymond T. Clark from Buffalo, New York?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Clark.  FINRA recently barred Raymond Clark from the securities industry for failing to respond to an investigation.  Clark was ...

24
Nov

Man Admits To $20 Million Ponzi Scheme In New Jersey

Posted by admin | 0 Comment

http://philadelphia.cbslocal.com/2014/11/20/man-admits-to-20-million-ponzi-scheme-in-new-jersey/ Man Admits To $20 Million Ponzi Scheme In New Jersey November 20, 2014 6:07 PM TRENTON, N.J. (AP) — A central New Jersey man has admitted running a $20 million Ponzi scheme. Louis Spina faces up to 20 years in prison for wire fraud when he’s sentenced in February. Spina pleaded guilty in federal court in ...

24
Nov

Accused Ponzi Schemer Showcased School Spirit

Posted by admin | 0 Comment

http://www.ponziclawbacks.com/2013/11/25/louis-spina-ponzi-scheme/ Accused Ponzi Schemer Showcased School Spirit By Michael Hackard on November 25, 2013Posted in Ponzi Profiles DreamWorks SKG A Miami, FL, man has been arrested in New Jersey for allegedly running an $18 million Ponzi scheme. Louis J. Spina, 56, was charged with a count of wire fraud in US District Court today, after ...

24
Nov

WARNING! Impending Investigation–LOUIS J. SPINA, T3 TRADING GROUP, and BARCLAYS CAPITAL

Posted by admin | 0 Comment

Louis J. Spina, T3 Trading Group, and Barclays Capital We are currently investigating allegations made against Louis J. Spina of Miami, Florida.  Louis J. Spina, who also resided in Colts Neck, New Jersey, recently pleaded guilty to wire fraud charges in connection with running a $20 million Ponzi scheme, and it is alleged that investors ...

17
Nov

WARNING! Impending Investigation–JODIE L. MILLER, VALIC FINANCIAL ADVISORS, and LPL FINANCIAL

Posted by admin | 0 Comment

Jodie L. Miller, VALIC Financial Advisors, and LPL Financial Have you lost money with financial advisor Jodie L. Miller from Tampa, Florida?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Jodie Miller.  FINRA alleges that Miller sold $764,000 worth of notes or “Letters of Protection” issued by a ...

16
Nov

UPDATE! GWG Renewable Secured Debentures Investigation

Posted by admin | 0 Comment

Arque Capital Ltd. And GWG Renewable Secured Debentures Have you invested in GWG Renewable Secured Debentures?  We have previously a number of blog entries regarding actions bought by the Financial Industry Regulatory Authority (FINRA) against financial advisors and brokerage firms who recommended that their clients invest in GWG debentures. FINRA recently brought at least its ...

13
Nov

UPDATE! Eric William Johnson and RedRidge Securities Investigation

Posted by admin | 0 Comment

Eric William Johnson and RedRidge Securities Have you lost money in Eric William Johnson from Hinsdale, Illinois?  Eric William Johnson was recently barred by FINRA, the Financial Industry Regulatory Authority, for stealing money from his customers’ accounts and depositing the money into his own personal accounts.  The Securities and Exchange Commission also brought an emergency ...

12
Nov

DAVID NEUMAN–Recipient of the 2014 PIABA Outstanding Service Award

Posted by admin | 0 Comment

Israels & Neuman, PLC is proud to announce that our managing partner, David P. Neuman, has received PIABA’s 2014 Outstanding Service Award.  See below news article from the Public Investors Arbitration Bar Association: October 24, 2014 (Norman, OK) PIABA Announces 2014 Outstanding Service Award Recipient At its Annual Meeting, David P. Neuman was named the recipient ...

Copyright © 2018 Israels Neuman, PLC. All Rights Reserved

Developed By TRIGUNS