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UPDATE! Lee D. Weiss and Family Endowment Partners

30
Jun

UPDATE! Lee D. Weiss and Family Endowment Partners

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UPDATE!  Lee D. Weiss and Family Endowment Partners

Lee D. Weiss and Family Endowment Partners   Have you lost money investing with financial advisor Lee D. Weiss of Newton, Massachusetts?  We are investigating Lee Weiss after the Securities and Exchange Commission brought a complaint against Weiss in federal court in Massachusetts.  The SEC alleges that Weiss and his firm, Family Endowment Partners, solicited ...

30
Jun

ARBITRATION AWARD AGAINST CENTAURUS FINANCIAL REGARDING REITs

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ARBITRATION AWARD AGAINST CENTAURUS FINANCIAL REGARDING REITs

Arbitration Award Against Centaurus Financial Regarding REITs   In Baugh v. Centaurus Financial, Inc., a family brought a claim against Centaurus Financial, alleging misrepresentations and unsuitable investment recommendations in connection with the sale of several real estate investment trusts (or REITs), including Inland American, Phillips Edison – ARC Shopping Center REIT, Carter Validus Mission REIT, ...

28
Jun

UPDATE! Patrick Mackaronis and Wells Fargo Advisors, LLC

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UPDATE!  Patrick Mackaronis and Wells Fargo Advisors, LLC

Patrick Mackaronis and Wells Fargo Advisors, LLC   Have you lost money with financial advisor Patrick Mackaronis of Wayne, New Jersey?  We are investigating allegations made by the SEC (Securities and Exchange Commission) against Patrick Mackaronis. The SEC filed a complaint in the District Court of New Jersey, alleging that Patrick Mackaronis recommended investments in ...

28
Jun

WARNING! Impending Investigation: RICHARD MARTIN, G.F. INVESTMENT SERVICES, and ETFs

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WARNING!  Impending Investigation:  RICHARD MARTIN, G.F. INVESTMENT SERVICES, and ETFs

Richard Martin, G.F. Investment Services, and ETFs   Have you lost money with financial advisor Richard W.L. Martin from Miami, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Richard Martin.  FINRA alleged that Martin used unsuitable trading of non-traditional ETFs (exchange traded funds), which comprise of inverse or leveraged ...

27
Jun

WARNING! Impending Investigation: DARRIN FARROW and ROYAL ALLIANCE ASSOCIATES

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WARNING!  Impending Investigation:  DARRIN FARROW and ROYAL ALLIANCE ASSOCIATES

Darrin Farrow and Royal Alliance Associates   Have you lost money with financial advisor Darrin Farrow of Rocky River, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Darrin B. Farrow. FINRA suspended Farrow from the securities industry for 12 months for selling investments without approval from his brokerage firm, ...

27
Jun

UPDATE! Malcolm Segal Sentenced to 126 Months in Prison

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UPDATE!  Malcolm Segal Sentenced to 126 Months in Prison

Malcolm Segal Sentenced to 126 Months in Prison   Have you lost money with financial advisor Malcolm Segal of Langhorne, Pennsylvania?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Malcolm Segal.  According to a complaint filed by the SEC against Segal in the Eastern District of Pennsylvania, Segal ran a ...

27
Jun

UPDATE! ARI Financial Services and Bridgeport Oaks Fund LLC

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UPDATE!  ARI Financial Services and Bridgeport Oaks Fund LLC

ARI Financial Services and Bridgeport Oaks Fund LLC   Have you lost money in Bridgeport Oaks Fund LLC?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against William B. Candler and ARI Financial Services.  FINRA alleges that William Candler, as the President and former Chief Compliance Officer of ARI Financial Services, ...

22
Jun

WARNING! Impending Investigation: KORY KEATH and EDWARD JONES

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WARNING!  Impending Investigation:  KORY KEATH and EDWARD JONES

Kory Keath and Edward Jones   Have you lost money with financial advisor Kory Keath of Enumclaw, Washington?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kory P. Keath. FINRA brought a regulatory complaint against Kory Keath, alleging that she violated FINRA rules when she failed to disclose to her ...

22
Jun

UPDATE! Anthony Ogbonna and J.P. Morgan Investigation

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UPDATE!  Anthony Ogbonna and J.P. Morgan Investigation

Anthony Ogbonna and J.P. Morgan Securities   Have you lost money with financial advisor Anthony Ogbonna of Evanston, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Anthony Ogbonna. FINRA suspended Ogbonna for 15 months for failing to respond to an investigation and for failing to report a judgment against ...

17
Jun

WARNING! Impending Investigation: NATHAN BARTOW and FIFTH THIRD SECURITIES

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WARNING!  Impending Investigation:  NATHAN BARTOW and FIFTH THIRD SECURITIES

Nathan Bartow and Fifth Third Securities   Have you lost money with financial advisor Nathan Bartow of Barberton, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Nathan D. Bartow. FINRA barred Bartow from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Bartow ...

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