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WARNING! Impending Investigation: NATHAN SILVA and AMERITAS INVESTMENT CORP.

26
Jul

WARNING! Impending Investigation: NATHAN SILVA and AMERITAS INVESTMENT CORP.

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WARNING!  Impending Investigation:  NATHAN SILVA and AMERITAS INVESTMENT CORP.

  Nathan Silva and Ameritas Investment Corp.   Have you lost money with financial advisor Nathan Silva of Omaha, Nebraska?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Nathan Silva. FINRA barred Silva from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Silva ...

26
Jul

WARNING! Impending Investigation: JAMES MAHAN and J.P. MORGAN SECURITIES

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WARNING!  Impending Investigation:  JAMES MAHAN and J.P. MORGAN SECURITIES

James Mahan and J.P. Morgan Securities   Have you lost money with financial advisor James Mahan of New Braunfels, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James E. Mahan III. FINRA barred Mahan from the securities industry after he failed to respond to a FINRA investigation.  FINRA was ...

25
Jul

WARNING! Impending Investigation: LINDA DOWD and WFG INVESTMENTS

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WARNING!  Impending Investigation:  LINDA DOWD and WFG INVESTMENTS

Linda Dowd and WFG Investments   Have you lost money with financial advisor Linda Dowd of Boulder, Colorado?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Linda Dowd. FINRA alleged that Dowd had her customer in New Mexico sign blank account distribution forms to effectuate future verbal requests to make ...

25
Jul

WARNING! Impending Investigation: JOHN BUONOCORE and MEYERS ASSOCIATES

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WARNING!  Impending Investigation:  JOHN BUONOCORE and MEYERS ASSOCIATES

John Buonocore and Meyers Associates   Have you lost money with financial advisor John Buonocore of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John E. Buonocore. FINRA barred Buonocore from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating ...

21
Jul

WARNING! Impending Investigation: THOMAS GACKLE and LOWELL & COMPANY, INC.

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WARNING!  Impending Investigation:  THOMAS GACKLE and LOWELL & COMPANY, INC.

Investigation of Thomas Gackle and Lowell & Company, Inc.   Have you lost money with financial advisor Thomas Gackle of Novi, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas E. Gackle. FINRA barred Gackle from the securities industry after he failed to respond to a FINRA investigation.   ...

21
Jul

WARNING! Impending Investigation: DAVID W. BRAEGER and NEWPORT COAST SECURITIES

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WARNING!  Impending Investigation:  DAVID W. BRAEGER and NEWPORT COAST SECURITIES

David W. Braeger and Newport Coast Securities   Have you lost money with financial advisor David Braeger of Irvine, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David O. Braeger. FINRA filed a complaint against Braeger, alleging that he misappropriated or stole $30,000 from a couple.   FINRA alleged ...

20
Jul

WARNING! Impending Investigation: RANDALL GLADDEN and SECURITIES EQUITY GROUP

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WARNING!  Impending Investigation:  RANDALL GLADDEN and SECURITIES EQUITY GROUP

Randall Gladden and Securities Equity Group   Have you lost money with financial advisor J. Randall Gladden from Aliso Viejo, California?    We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Randall Gladden.  FINRA alleges that Gladden sold $2.1 million worth of notes or “units” in the Church Development Fund, LLC, ...

20
Jul

UPDATE! Travis Wetzel and LPL Financial

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UPDATE!  Travis Wetzel and LPL Financial

Travis Wetzel and LPL Financial   Have you lost money with financial advisor Travis Wetzel from Frederick, Maryland? We are currently investigating allegations made against Travis Wetzel.  Travis Wetzel is a former LPL Financial advisor from Frederick, Maryland who was recently charged with misappropriating at least $1.2 million from an elderly client.  The U.S. Attorney’s ...

19
Jul

WARNING! Impending Investigation: DANIEL DETTLAFF, CHRISTOPHER WACKER, and PARK AVENUE SECURITIES, LLC

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WARNING!  Impending Investigation:  DANIEL DETTLAFF, CHRISTOPHER WACKER, and PARK AVENUE SECURITIES, LLC

Daniel Dettlaff, Christopher Wacker, and Park Avenue Securities, LLC   Have you lost money with financial advisor Daniel Dettlaff and Christopher Wacker of Brookfield, Wisconsin?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel J. Dettlaff and Christopher Wacker. FINRA recently a regulatory complaint against Christopher Wacker, alleging that he ...

19
Jul

UPDATE! KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities

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UPDATE!  KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities

KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities   Have you lost money in KGTA Petroleum?  We are continuing our investigation into allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and ...

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