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INVESTOR ALERT! Roger Zullo and LPL Financial

30
Jan

INVESTOR ALERT! Roger Zullo and LPL Financial

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INVESTOR ALERT!  Roger Zullo and LPL Financial

LPL FINANCIAL SETTLES WITH MASSACHUSETTS SECURITIES DIVISION REGARDING ROGER ZULLO   Have you lost money with financial advisor Roger Zullo of Boston, Massachusetts?  We are investigating allegations made by the Massachusetts Securities Division against Roger S. Zullo, an advisor at LPL Financial LLC.  LPL Financial is also based out of Boston, Massachusetts.  Massachusetts brought a ...

30
Jan

INVESTOR ALERT! Hyun “Shawn” Cho – Dewitt, NY

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INVESTOR ALERT!  Hyun “Shawn” Cho – Dewitt, NY

HYUN “SHAWN” CHO FROM DEWITT, NEW YORK   Have you lost money with financial advisor Hyun “Shawn” Cho of DeWitt, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Hyun S. Cho. FINRA barred Cho from the securities industry after he failed to respond to an investigation that he ...

26
Jan

ISRAELS & NEUMAN, PLC – DELAWARE SECURITIES FRAUD ATTORNEYS

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ISRAELS & NEUMAN, PLC – DELAWARE SECURITIES FRAUD ATTORNEYS

ISRAELS & NEUMAN, PCL – Delaware Securities and Investment Fraud Attorneys Sections 73-201 of the Delaware Securities Act   Have you lost money due to the actions of a Delaware financial advisor or stockbroker?  Are you a Delaware resident who has been harmed by your securities brokerage firm?  Our firm may be able to help.  ...

24
Jan

INVESTOR ALERT: JOSEPH NOYES – New Haven, CT

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INVESTOR ALERT:  JOSEPH NOYES – New Haven, CT

JOSEPH NOYES FROM NEW HAVEN, CONNECTICUT SUSPENDED BY FINRA   Have you lost money with financial advisor Joseph Noyes from New Haven, Connecticut?  We are currently investigating allegations made against Joseph C. IV Noyes, who previously worked with Santander Securities.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Noyes, alleging that ...

21
Jan

INVESTOR ALERT! Eric Sampson – St. George, UT

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INVESTOR ALERT!  Eric Sampson – St. George, UT

Eric Sampson, formerly of Girard Securities, Inc., subject of Utah Regulatory Action   Have you lost money with financial advisor Eric H. Sampson of St. George, Utah?  We are investigating allegations made by the Utah Division of Securities.  The Utah Division of Securities brought a complaint, alleging that Sampson had solicited investors to invest in ...

20
Jan

INVESTOR ALERT! HUGH LEVEY – New York, NY

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INVESTOR ALERT!  HUGH LEVEY – New York, NY

HUGH LEVEY FROM NEW YORK, NEW YORK   Have you lost money with financial advisor Hugh Levey of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Hugh W. Levey. FINRA barred Levey from the securities industry after he failed to respond to an investigation for the ...

18
Jan

Investor Alert! RONALD SIEMON – Albuquerque, NM

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Investor Alert!  RONALD SIEMON – Albuquerque, NM

RONALD SIEMON, FORMERLY OF LPL FINANCIAL, BARRED BY FINRA   Have you lost money with financial advisor Ronald Siemon of Albuquerque, New Mexico?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ronald E. Siemon. FINRA barred Siemon after he failed to respond to an investigation regarding an arbitration claim that ...

18
Jan

Investor Alert! HENRY WATSON – Greenville, SC

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Investor Alert!  HENRY WATSON – Greenville, SC

HENRY WATSON, FORMERLY OF HILLIARD LYONS, BARRED BY FINRA   Have you lost money with financial advisor Henry Watson of Greenville, South Carolina?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Henry Al Dean Watson. FINRA barred Watson after he failed to respond to an investigation regarding an arbitration claim ...

14
Jan

Investor Alert! BRIAN MURPHY Arrested

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Investor Alert!  BRIAN MURPHY Arrested

FINANCIAL ADVISOR BRIAN MURPHY OF MOORESTOWN, NEW JERSEY ARRESTED   Have you lost money with financial advisor Brian Murphy of Moorestown, New Jersey?  We are investigating allegations made by nj.com against Brian Patrick Murphy. Murphy, who did business as Murphy Financial Advisors, was alleged to have stolen nearly $900,000 from a client.   It was alleged ...

11
Jan

Investor Alert! MATTHEW MEEHAN – Garden City, NY

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Investor Alert!  MATTHEW MEEHAN – Garden City, NY

MATTHEW MEEHAN SUED BY FINRA   Have you lost money with financial advisor Matthew Meehan of Garden City, New York?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Matthew Meehan, a former advisor at E.J. Sterling LLC.   FINRA alleged that Matthew Meehan and engaged in excessive trading (churning) and ...

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