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WARNING! Investigation of DEMITRIOS HALLAS

29
Sep

WARNING! Investigation of DEMITRIOS HALLAS

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WARNING!  Investigation of DEMITRIOS HALLAS

Demitrios Hallas, formerly with PHX Financial, Subject of SEC Complaint   Have you lost money with financial advisor Demitrios Hallas of New York, New York?  We are investigating allegations made by the Securities and Exchange Commission (SEC).   The SEC alleged that Hallas bought and sold leveraged ETFs (exchange traded funds) and ETNs (exchange traded notes) ...

29
Sep

WARNING! Investigation of JAMES DRESSELAERS

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WARNING!  Investigation of JAMES DRESSELAERS

James Dresselaers and H. Beck Fined for ETF Trading   Have you lost money with financial advisor James Dresselaers of Bethesda, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James H. Dresselaers and his brokerage firm, H. Beck. FINRA suspended Dresselaers from the securities industry for two months, fined ...

29
Sep

WARNING! Investigation of LAURENCE TORRES

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WARNING!  Investigation of LAURENCE TORRES

Laurence Torres, formerly of Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Laurence Torres of Staten Island, New York?  We are investigating allegations made by the SEC (Securities and Exchange Commission), against Laurence or “Larry” M. Torres.  SEC filed an administrative complaint against Torres, alleging that he engaged in excessive ...

29
Sep

WARNING! Investigation of PRANAV PATEL

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WARNING!  Investigation of PRANAV PATEL

Pranav Patel, formerly with Dawson James Securities, Barred by SEC   Have you lost money with financial advisor Pranav V. Patel of Boca Raton, Florida?  We are investigating allegations made by the Securities and Exchange Commission (SEC).   The SEC alleged that Patel received cash kickbacks for recommending that his customers invest in Forcefield Energy, Inc. ...

28
Sep

WARNING! Investigation of DENNIS McMURRAY

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WARNING!  Investigation of DENNIS McMURRAY

Dennis McMurray from Irvine, California Barred From Securities Industry   Have you lost money with financial advisor Dennis McMurray of Irvine, California?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Dennis B. McMurray. FINRA barred Dennis McMurray from the securities industry after he failed to respond to an investigation.  FINRA ...

28
Sep

UPDATE! Sonya Camarco INDICTED FOR FRAUD

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UPDATE!  Sonya Camarco INDICTED FOR FRAUD

SONYA CAMARCO INDICTED FOR SECURITIES FRAUD   Have you had your money taken by Colorado Springs advisor Sonya Camarco?  Our Denver law firm is continuing our investigation into allegations made against Sonya Camarco.  Camarco was recently indicted by the State of Colorado regarding allegations that she stole or misappropriated funds from her clients.   Sonya ...

27
Sep

WARNING! Investigation of ABRAHAM HEIMANN

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WARNING!  Investigation of ABRAHAM HEIMANN

 Israels & Neuman, PLC Investigates Abraham Heimann, Formerly of Oppenheimer & Co. and Cetera Advisors   Have you lost money with financial advisor Abraham Heimann (CRD# 1315922), formerly of Oppenheimer & Co. and Cetera Advisors, in Alpharetta and Atlanta, Georgia?  We are investigating allegations of former customers related to Abraham Heimann. Abraham Heimann’s CRD report, ...

25
Sep

UPDATE! Thomas Lawrence SUSPENDED

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UPDATE!  Thomas Lawrence SUSPENDED

Thomas Lawrence, from Chapel Hill, Tennessee, Suspended for Two Years by FINRA   Have you lost money with financial advisor Thomas Lawrence of Chapel Hill, Tennessee?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas H. Lawrence III. In July 2017, FINRA brought a regulatory complaint against ...

23
Sep

INVESTOR WARNING! Dale Krueger BARRED from Securities Industry

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INVESTOR WARNING!  Dale Krueger BARRED from Securities Industry

Dale Krueger from Midland, Michigan Barred From Securities Industry   Have you lost money with financial advisor Dale Krueger of Midland, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Dale E. Krueger. FINRA barred Dale Krueger from the securities industry after he failed to respond to an investigation.  FINRA ...

22
Sep

FRAUD ALERT! MICHAEL BARNETT and HILLIARD LYONS

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FRAUD ALERT!  MICHAEL BARNETT and HILLIARD LYONS

Arbitration Award Against Hilliard Lyons Regarding Advisor Michael Barnett   In Benitone v. Hilliard Lyons, a couple brought claims against JJB Hilliard WL Lyons (Hilliard Lyons), regarding the conduct of financial advisor Michael Barnett from Marion, Illinois.  The couple alleged violation of the Illinois Securities Law, negligent misrepresentation, breach of fiduciary duty, negligent supervision, and ...

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