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UPDATE! Investment advisor DALLAS YORK Barred by FINRA

17
Apr

UPDATE! Investment advisor DALLAS YORK Barred by FINRA

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UPDATE!  Investment advisor DALLAS YORK Barred by FINRA

Dallas York, formerly with Wells Fargo, Barred by FINRA   Have you lost money with financial advisor Dallas York of Scottsdale, Arizona?  We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Dallas R. York. FINRA barred York from the securities industry after he failed to respond to a ...

16
Apr

UPDATE! Michael Giokas ARRESTED for FRAUD – Trinity Council and Fortune Financial

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UPDATE!  Michael Giokas ARRESTED for FRAUD – Trinity Council and Fortune Financial

Michael Giokas of Williamsville, New York Pleads Guilty to Fraud   Have you lost money with financial advisor Michael Giokas of Williamsville, New York?  We are continuing our investigation into allegations made against Michael Giokas.  According to the Buffalo News, Giokas pleaded guilty to wire fraud on April 16, 2018.  Giokas admitted to running a ...

16
Apr

WARNING! Investigation of STEVEN PAGARTANIS, Lombard Securities and Cadaret, Grant & Co.

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WARNING!  Investigation of STEVEN PAGARTANIS, Lombard Securities and Cadaret, Grant & Co.

Steven Pagartanis, formerly with Lombard Securities, Barred from Securities Industry   Have you lost money with financial advisor Steven Pagartanis of Setauket, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Steven Pagartanis. FINRA barred Pagartanis from the securities industry after he failed to respond to a FINRA investigation.  ...

16
Apr

WARNING! Investor Alert Regarding RON ISON of Shrewsbury, NJ

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WARNING!  Investor Alert Regarding RON ISON of Shrewsbury, NJ

Ron Ison, formerly with Buckman, Buckman & Reid, Barred from Securities Industry   Have you lost money with financial advisor Ron Ison of Shrewsbury, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ron Jason Ison. FINRA barred Ison from the securities industry after he failed to respond to ...

16
Apr

WARNING! Impending Investigation – TYLER HARRIS and MERRILL LYNCH

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WARNING!  Impending Investigation – TYLER HARRIS and MERRILL LYNCH

Tyler Harris, formerly with Merrill Lynch, Barred from Securities Industry   Have you lost money with financial advisor Tyler Harris of Philadelphia, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Tyler Harris. FINRA barred Harris from the securities industry after he failed to respond to a FINRA investigation.  FINRA ...

16
Apr

INVESTIGATION of KEVIN LEE and MARTIN NELSON & CO.

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INVESTIGATION of KEVIN LEE and MARTIN NELSON & CO.

Kevin Lee, formerly with Martin Nelson & Co., Barred from Securities Industry   Have you lost money with financial advisor Kevin Lee of Lake Oswego and Corvallis, Oregon?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kevin James Lee. FINRA barred Lee from the securities industry after he failed to ...

16
Apr

WARNING! Impending Investigation of SCOTT PALMER – Hackensack, NJ

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WARNING!  Impending Investigation of SCOTT PALMER – Hackensack, NJ

Scott Palmer, formerly with Janney Montgomery Scott, Barred from Securities Industry   Have you lost money with financial advisor Scott Palmer of Hackensack, New Jersey?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Scott William Palmer. FINRA barred Palmer from the securities industry after he failed to respond to a ...

16
Apr

UPDATE! Scott Newsholme GUILTY OF FRAUD

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UPDATE!  Scott Newsholme GUILTY OF FRAUD

Scott Newsholme, formerly with SII Investments, Pleads Guilty to Fraud   Have you lost money with financial advisor Scott Newsholme of Farmingdale, New Jersey?  We are continuing our investigation into Scott Newsholme, who recently pleaded guilty to wire fraud, aggravated identity theft, and preparing fraudulent tax returns.  According to Patch.com, Scott Newsholme ran a $3.1 ...

10
Apr

INVESTOR WARNING! Investigation of WOLF POPPER of J.H. DARBIE & COMPANY

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INVESTOR WARNING!  Investigation of WOLF POPPER of J.H. DARBIE & COMPANY

Wolf Popper, with J.H. Darbie & Company, Suspended 30 days from the Securities Industry   Have you lost money with financial advisor Wolf Popper of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Wolf Alexander Popper. FINRA suspended Popper from the securities industry for 30 days ...

10
Apr

Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

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Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

Attorney David Neuman Is Quoted in LoHud.Com Regarding Hector May Fraud   Attorney David Neuman was quoted in the Journal News LoHud.com regarding former Securities America financial advisor Hector May.  The article was written by Steve Lieberman and Robert Brum, reporters for LoHud.com.  Our firm has spoken with several victims of Hector May’s scheme.  May ...

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