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Have You Lost Money with LINCOLN INVESTMENT? Call Us Now.

26
Sep

Have You Lost Money with LINCOLN INVESTMENT? Call Us Now.

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Have You Lost Money with LINCOLN INVESTMENT?  Call Us Now.

Lincoln Investment Fined $35,000 for Variable Annuity Supervisory Failures   We are currently investigating allegations made against Lincoln Investment, a Fort Washington, Pennsylvania-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Lincoln Investment, alleging that it failed to adequately supervise the exchange of variable annuities by its representatives.  FINRA ...

25
Sep

FRAUD VICTIMS of JOHN SCHMIDT in Dayton, OH May Be Awarded $ Money

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FRAUD VICTIMS of JOHN SCHMIDT in Dayton, OH May Be Awarded $ Money

John Schmidt, formerly with Wells Fargo, Subject of SEC Complaint   Have you lost money investing with John Schmidt from Dayton, Ohio?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against John Gregory Schmidt, formerly with Wells Fargo.  Schmidt was the subject of a complaint by the SEC, who seeks civil ...

24
Sep

ROBERT CLARK of Boston, MA Accused of STEALING MONEY

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ROBERT CLARK of Boston, MA Accused of STEALING MONEY

Robert Clark, formerly with Moors & Cabot, Barred from Securities Industry   Have you lost money with financial advisor Robert Clark of Boston, Massachusetts?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert Todd Clark. FINRA barred Clark from the securities industry after he failed to respond to a FINRA ...

20
Sep

Investigation of PCM TAX LIEN FUND and Money Losses

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Investigation of  PCM TAX LIEN FUND and Money Losses

Attention PCM Tax Lien Fund Investors: Have you lost money?   The securities and investment fraud attorneys at Israels & Neuman, a Denver based law firm, have learned that investors in the PCM Tax Lien Fund will experience investment losses.  Our attorneys believe that the losses to principal will be substantial.   The PCM Tax ...

20
Sep

WARNING! Investigation of DAMON WALKER – Solon, IA

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WARNING!  Investigation of DAMON WALKER – Solon, IA

Damon Walker from Solon, Iowa Subject of Iowa Insurance Commissioner Complaint   Have you lost money with financial advisor Damon Walker of Solon, Iowa?  We are investigating allegations made by Iowa Insurance Division against Damon Allan Walker. Iowa alleged that Walker made unsuitable investment recommendations when he recommended Oppenheimer Steelpath mutual funds to a customer. ...

19
Sep

Have you Lost Money with LJM PRESERVATION and GROWTH FUND or HORTER INVESTMENT MANAGEMENT?

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Horter Investment Management and LJM Preservation and Growth Fund Investment Loss Recovery   Have you lost money investing in the LJM Preservation and Growth Fund through Horter Investment Management?  Our securities and investment fraud law firm currently represents investors who lost money investing in the LJM Preservation and Growth Fund through recommendations from their advisors ...

19
Sep

ATTENTION! Victims of SUSAN WALKER Fraud – Wayzata, MN

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ATTENTION!  Victims of SUSAN WALKER Fraud – Wayzata, MN

Susan Walker, formerly with Ameriprise Financial Services, Subject of SEC Complaint   Have you lost money investing with Susan Walker from Wayzata, Minnesota?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Susan E. Walker, formerly with Ameriprise Financial Services.  Walker was the subject of a complaint by the SEC, who ...

17
Sep

INVESTOR WARNING! Investigation of THOMAS LOGUE – Hinsdale, IL

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INVESTOR WARNING!  Investigation of THOMAS LOGUE – Hinsdale, IL

Thomas Logue, formerly with American Independent Securities Group, Barred from Securities Industry   Have you lost money with financial advisor Thomas Logue of Hinsdale, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas Joseph Logue, Jr. FINRA barred Logue from the securities industry after he failed to respond to ...

15
Sep

INVESTOR WARNING! Investigation of THOMAS KELLY of New York, NY

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INVESTOR WARNING!  Investigation of THOMAS KELLY of New York, NY

Thomas Kelly, formerly with National Securities Corp., Subject of Numerous Complaints   Have you lost money with financial advisor Thomas Kelly of New York, New York?  We are investigating allegations made against Thomas Edison Kelly, Jr.  According to FINRA’s BrokerCheck, Kelly has been the subject of fifteen customer complaints, many alleging claims regarding stocks, including ...

12
Sep

INVESTOR WARNING! Investigation of JEFFERY KELLY – Getzville, NY

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INVESTOR WARNING!  Investigation of JEFFERY KELLY – Getzville, NY

Jeffery Kelly, formerly with Ameriprise Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Jeffery Kelly of Getzville, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffery Joseph Kelly. FINRA barred Kelly from the securities industry after he failed to respond to a ...

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