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HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

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14
Dec

HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

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HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

Hector May, formerly with Securities America, Pleads Guilty to $11 Million Fraud   Our firm is continuing its investigation into Hector A. May of New City, New York and  Rockland, New York, who just pleaded guilty to an $11 million fraud in which he misappropriated funds from customers.  May, who formerly was an advisor with ...

14
Dec

ROBERT JAMISON Barred from Securities Industry – Atlanta, GA

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ROBERT JAMISON Barred from Securities Industry – Atlanta, GA

Robert Jamison, formerly with PNC Investments and Independent Financial Group, Barred from Securities Industry   Have you lost money with financial advisor Robert Jamison of Atlanta, Georgia?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert S. Jamison, II. FINRA barred Robert Jamison from the securities industry after he failed ...

14
Dec

CHRISTOPHER HELLMAN Customer Complaints – Boca Raton, FL

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CHRISTOPHER HELLMAN Customer Complaints – Boca Raton, FL

Christopher Hellman, formerly with FMSbonds and Merrill Lynch, Barred from Securities Industry   Have you lost money with financial advisor Christopher Hellman of Boca Raton, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Christopher Charles Hellman. FINRA barred Chris Hellman from the securities industry after he failed to respond ...

07
Dec

Losses with NICHOLAS RADKE May Entitle You to a Settlement Payment

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Losses with NICHOLAS RADKE May Entitle You to a Settlement Payment

Nicholas Radke, formerly with American Independent Securities Group and MML Investors Services, Barred from Securities Industry   Have you lost money with financial advisor Nicholas Radke of Irvine, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Nicholas R Radke, Jr. FINRA barred Nick Radke from the securities industry after ...

06
Dec

UPDATE! 7 to 20 Years In Prison for ERNEST ROMER of Corecap

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UPDATE!  7 to 20 Years In Prison for ERNEST ROMER of Corecap

Ernest Romer, formerly of Corecap Investments, Sentenced 7 to 20 Years in Prison   -Sterling Heights, MI   Have you lost money with financial advisor Ernest Romer of Sterling Heights and Shelby Township, Michigan?  We have represented other victims of Ernest J. Romer’s fraudulent scheme, and we have learned that Romer was just sentenced to ...

04
Dec

UPDATE! John Maccoll $4 Million Stolen from UBS Clients

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UPDATE!  John Maccoll $4 Million Stolen from UBS Clients

John Maccoll, formerly with UBS Financial Services, Now Barred by SEC   –Birmingham, MI   Have you lost money with financial advisor John Maccoll of Birmingham and Rochester Hills, Michigan?  We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against John C. Maccoll.  In August 2018, the SEC alleged ...

04
Dec

Oberweis Securities Advisor Accused of “BORROWING” Client Money

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Oberweis Securities Advisor Accused of “BORROWING” Client Money

Ralph Von Lutzow, formerly with Oberweis Securities, Barred from Securities Industry   –Sarasota, FL   Have you lost money with financial advisor Ralph Von Lutzow of Sarasota, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ralph Richard Von Lutzow. FINRA barred Ralph Von Lutzow from the securities industry regarding ...

04
Dec

INVESTIGATION: MITCHELL KURTZ of Uniondale, NY

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INVESTIGATION:  MITCHELL KURTZ of Uniondale, NY

Mitchell Kurtz, formerly with Henley & Company, Barred from Securities Industry   Have you lost money with financial advisor Mitchell Kurtz of Uniondale, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Mitchell Allen Kurtz. FINRA barred Mitch Kurtz from the securities industry after he failed to respond to ...

03
Dec

INVESTOR WARNING! Michael Norman BARRED from Securities Industry

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INVESTOR WARNING!  Michael Norman BARRED from Securities Industry

Michael Norman, formerly with NY Life Securities, Barred from Securities Industry   – Reno, Nevada   Have you lost money with financial advisor Michael Norman of Reno, Nevada?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Andrew Norman. FINRA barred Norman from the securities industry after he failed to ...

03
Dec

If You Lost Money With NOEL CARINO, You May Be Awarded Money

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If You Lost Money With NOEL CARINO, You May Be Awarded Money

Noel Carino, formerly with General Securities Corp., Barred from Securities Industry   Have you lost money with financial advisor Noel Carino from Blue Springs, Missouri?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Noel Carino. FINRA barred Carino from the securities industry after he failed to respond to an ...

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