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FRAUD ALERT: Michael Bastardi of Securities America – New York

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24
May

FRAUD ALERT: Michael Bastardi of Securities America – New York

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FRAUD ALERT:  Michael Bastardi of Securities America – New York

Michael Bastardi, formerly with Securities America and National Securities Corp., Barred from Securities Industry   Have you lost money with financial advisor Michael Bastardi of Warwick, New York?    We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Bastardi. FINRA barred Bastardi from the securities industry after he failed to ...

23
May

INVESTIGATION of JAMES McLELLAN of Cetera Advisors

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INVESTIGATION of JAMES McLELLAN of Cetera Advisors

 Israels & Neuman, PLC Investigates Complaints Against James McLellan of Cetera Advisors   Have you lost money with financial advisor James William McLellan (CRD# 706853) of Cetera Advisors in Rochester, Michigan?  We are investigating allegations of former customers related to James McLellan. James McLellan’s CRD report, a public record maintained by FINRA, states that McLellan has ...

20
May

INVESTOR ALERT! PHILIP NALESNIK of LPL Financial BARRED

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INVESTOR ALERT!  PHILIP NALESNIK of LPL Financial BARRED

Philip Nalesnik, formerly with LPL Financial, Barred from Securities Industry   Have you lost money with financial advisor Philip Nalesnik of LPL Financial in Pottsville, Pennsylvania?    The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Philip Nalesnik.  FINRA barred Nalesnik from the securities industry ...

16
May

UPDATE! MARK HOPKINS of American Portfolios BARRED

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UPDATE!  MARK HOPKINS of American Portfolios BARRED

Have you lost money investing with Mark Hopkins of American Portfolios Financial Services in Grand Blanc, Michigan?    We are continuing to look into allegations made against Mark Hopkins, a former advisor with American Portfolios Financial Services.  Hopkins was barred from the securities industry by FINRA, after he failed to respond to their investigation into ...

16
May

INVESTIGATION of Gabriel Block of National Securities

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INVESTIGATION of  Gabriel Block of National Securities

Gabriel Block, formerly with National Securities Corp., Barred from Securities Industry   Have you lost money investing with Gabriel Block from Rumson, New Jersey?    The law firm of Israels & Neuman is investigating allegations made against Gabriel or Gabe Block, formerly an advisor with National Securities Corp., First Standard Financial Company, and Oppenheimer.  Gabriel ...

15
May

UPDATE! Investigation of DEAN GRANT and Theft from Customers

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UPDATE!  Investigation of DEAN GRANT and Theft from Customers

Dean Grant, formerly with M Holdings Securities, Barred from Securities Industry Milledgeville, GA   Have you lost money investing with Dean Grant from Milledgeville, Georgia?  We are continuing to look into allegations made against Dean Harrison Grant, formerly an advisor with M Holdings Securities.  Dean Grant was barred from the securities industry by FINRA, after ...

14
May

Have You Lost Money with ROBERT LINDELL in Frankfort, ME?

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Have You Lost Money with ROBERT LINDELL in Frankfort, ME?

Robert Lindell from Frankfort, Maine, Barred from Securities Industry   Have you lost money with financial advisor Robert Kenneth Lindell, formerly of Frankfort, Maine?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Robert Lindell.  The SEC barred Lindell from the securities industry after he was found guilty of securities fraud, ...

14
May

INVESTIGATION of ROBERT DISMAN in Las Vegas, NV

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INVESTIGATION of ROBERT DISMAN in Las Vegas, NV

 Israels & Neuman, PLC Investigates Complaints Against Robert Disman of Raymond James   Have you lost money with financial advisor Robert Z. Disman (CRD# 1023099), of Raymond James, in Las Vegas, Nevada?  We are investigating allegations of former customers related to Robert or Bob Disman. Bob Disman’s BrokerCheck report, a public record maintained by FINRA, states ...

12
May

INVESTOR ALERT: Harold Couglar of San Diego BARRED

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INVESTOR ALERT:  Harold Couglar of San Diego BARRED

Have you lost money with financial advisor Harold Couglar of Montage Securities in San Diego, California?    We are investigating allegations made by the Oregon Division of Financial Regulation against Harold F. Couglar. Oregon barred Couglar from the securities industry.  Oregon was investigating Couglar regarding allegations that he opened discretionary trading accounts at an outside ...

11
May

RICHARD JONES of NYLife Securities BARRED by Iowa

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RICHARD JONES of NYLife Securities BARRED by Iowa

Have you lost money with financial advisor Richard Jones of NYLife Securities in Pilot Mound, Iowa?    We are investigating allegations made by Iowa Insurance Division against Richard Michael Jones of NYLife Securities.  Iowa alleged that Jones was the subject of a 2016 customer complaint alleging misrepresentations and omissions regarding a variable annuity in Pilot ...

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