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WARNING: Investigation of JAIME WESTENBARGER – Grand Rapids, MI

Category Archives: Investment Fraud

09
Oct

WARNING: Investigation of JAIME WESTENBARGER – Grand Rapids, MI

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WARNING: Investigation of JAIME WESTENBARGER – Grand Rapids, MI

Jaime Westenbarger, formerly with Securities America, Barred from Securities Industry   Have you lost money with financial advisor Jaime Westenbarger from Grand Rapids, Michigan?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Jaime M. Westenbarger. FINRA barred Westenbarger from the securities industry after he failed to respond to an ...

04
Oct

INVESTOR ALERT! Recover Losses Due to BENJAMIN LOWDER of Metlife Securities

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INVESTOR ALERT!  Recover Losses Due to BENJAMIN LOWDER of Metlife Securities

Benjamin Lowder, formerly with Metlife Securities, Barred from Securities Industry   Have you lost money with financial advisor Benjamin Lowder from Charlotte, North Carolina?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Benjamin B. Lowder, Jr. FINRA barred Lowder from the securities industry after he failed to respond to ...

03
Oct

WARNING! Investigation of JAMES LaMONT of Novato, CA

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WARNING!  Investigation of JAMES LaMONT of Novato, CA

James Lamont, formerly with Whitehall Parker Securities, Suspended from Securities Industry   Have you lost money with financial advisor James Lamont from Novato, California?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against James Marten Lamont. FINRA suspended Lamont from the securities industry for eighteen months, fined him $10,000, and ...

03
Oct

WARNING! Investigation of VICTOR POLAKOFF – Tinton Falls, NJ

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WARNING!  Investigation of VICTOR POLAKOFF – Tinton Falls, NJ

Victor Polakoff, formerly with Cantone Research, Barred from Securities Industry   Have you lost money with financial advisor Victor Polakoff from Tinton Falls, New Jersey?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Victor Polakoff. FINRA barred Polakoff from the securities industry after he failed to respond to an ...

03
Oct

WARNING: Investigation of MARTIN BATSTONE – San Diego, CA

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WARNING:  Investigation of MARTIN BATSTONE – San Diego, CA

Martin Batstone, formerly with Independent Financial Group, Subject of FINRA Complaint   Have you lost money with financial advisor Martin Batstone?  We are investigating allegations made about Martin Batstone from San Diego, California.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Batstone from the securities industry.  FINRA alleges that Batstone solicited investors to invest ...

02
Oct

Can I Sue My Broker or Financial Advisor for Investment Losses?

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  Can I Sue My Broker or Financial Advisor for Investment Losses?  Watch our YouTube Video below to Find out what your legal options are:   If you suffered losses due to your investment advisor or broker, CONTACT US TODAY at (720) 599-3505 for a Free and Confidential Case evaluation.   We accept contingent fee cases, meaning ...

01
Oct

UPDATE for VICTIMS of JAMES BOOTH Ponzi Scheme

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UPDATE ON INVESTIGATION:  James Booth, formerly with Invest Financial Corp. and LPL Financial – Norwalk, CT   Have you lost money with financial advisor James Thomas Booth of Norwalk, Connecticut?  The Law Firm of Israels & Neuman is continuing its investigation into allegations made by the Securities and Exchange Commission (SEC).  The SEC alleged that ...

01
Oct

UPDATE! GREGORY LEVINE of Ft. Lauderdale, FL is Now Barred

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UPDATE!  GREGORY LEVINE of Ft. Lauderdale, FL is Now Barred

Gregory Levine, formerly with First Allied Securities, Barred from Securities Industry   Have you lost money with financial advisor Gregory Levine from Fort Lauderdale, Florida?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Gregory Alan Levine. FINRA barred Levine from the securities industry after he failed to respond to ...

27
Sep

Have You Lost Money with NEWBRIDGE SECURITIES, CJS Technology, or ETFs?

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Have You Lost Money with NEWBRIDGE SECURITIES, CJS Technology, or ETFs?

Newbridge Securities Corp. Settles with FINRA Over Sales of Inverse and Leveraged ETFs and CJS Technology Select Fund   Have you lost money investing in ETFs with Newbridge Securities Corp.?  The Law Firm of Israels & Neuman is currently investigating allegations made against Newbridge Securities Corp., a Boca Raton, Florida-based securities brokerage firm.  FINRA (the ...

26
Sep

WARNING! KEITH WAKEFIELD of Chicago, IL and FRAUD Complaints

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WARNING!  KEITH WAKEFIELD of Chicago, IL and FRAUD Complaints

Keith Wakefield, formerly with IFS Securities, Barred from Securities Industry   Have you lost money with financial advisor Keith Wakefield from Chicago, Illinois?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Keith Wakefield. FINRA barred Wakefield from the securities industry after he failed to respond to an investigation.  Wakefield ...

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