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WARNING! Impending Investigation – MARK RAEZER and DENNIS FARRAH

27
Jan

WARNING! Impending Investigation – MARK RAEZER and DENNIS FARRAH

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WARNING!  Impending Investigation – MARK RAEZER and DENNIS FARRAH

Mark Raezer and Dennis Farrah Subject of Colorado Securities Division Complaints

 

Have you lost money with financial advisors Mark Raezer and Dennis Farrah of Colorado Falls, Colorado?  We are investigating allegations made by the Colorado Division of Securities made against Mark G. Raezer and Dennis M. Farrah. In a January 2018 complaint, Colorado alleged that Mark Raezer and Dennis Farrah sold investments in Madyson Capital Management, a real estate development company, without permission from their brokerage firm, Taylor Capital Management.

 

Madyson Capital and numerous related entities like Madyson Investments were shut down by Colorado after allegations of fraud surfaced.  It was alleged that nearly 80 Colorado residents invested in Madyson Capital and Madyson Investments, amounting to over $13 million invested.  Madyson was run by Joseph David Ryan.

 

To settle these allegations, Raezer agreed to a 60-day suspension from the securities industry, and Dennis Farrah was barred from the securities industry.

 

Mark Raezer was a registered representative and financial advisor with Taylor Capital Management from February 2015 to January 2018.  Dennis Farrah also was a registered representative and financial advisor with Taylor Capital Management from October 2013 to December 2017.  They worked out of a branch office in Aurora, Colorado.  They also worked with Farrah Tax Advisory Group.

 

Broker-dealers like Taylor Capital Management have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations, such as to refrain from switching variable annuities.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman are investment fraud and securities arbitration attorneys with offices in Denver, Colorado and the Seattle area.  Our firm has represented numerous investors in the Denver area, and we have also previously represented numerous investors in Colorado, including numerous investors in the greater Denver area.  Attorney Aaron Israels is licensed to practice law in Colorado.

 

Click to view:  Farrah, Dennis Colorado Order

Click to view:  Farrah, Dennis BrokerCheck 2.12.18

Click to view:  Raezer, Mark Colorado Order

Click to view:  Raezer, Mark BrokerCheck 2.12.18

 

If you have lost money with Mark Raezer, Dennis Farrah, or Madyson Capital, and want to hear about ALL legal options, please visit http://www.israelsneuman.com/ or CONTACT ISRAELS & NEUMAN at 720-599-3505.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

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