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 Israels & Neuman, PLC Investigates Arbitration Claims Against Marshall Cassedy and McNally Financial Services


Have you lost money with financial advisor Marshall Cassedy (CRD #853370), with McNally Financial Services in Tallahassee, Florida?  We are investigating allegations made by former customers of Marshall Cassedy, Jr.  Marshall Cassedy and his brokerage firm, McNally Financial Services, were the subject of several complaints filed in FINRA arbitration.


The customers allege that Cassedy made unsuitable recommendations to invest in various stocks and other investments.  In particular, we understand that he recommended that his clients invest in several over-the-counter (or OTC) stocks.


Marshall Cassedy, Jr. has been a registered representative of McNally Financial Services from April 2010 to the present.  Cassedy worked at a branch office in Tallahassee, Florida.  Marshall Cassedy has been the subject of at least 20 customer complaints, he was fired by one prior firm, and he has been the subject of three regulatory investigations.


Brokerage firms like McNally Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.


Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Attorney David Neuman is licensed to practice law in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.


Click to view:  Cassedy, Marshall BrokerCheck 11.6.18


If you lost money with Marshall Cassedy or McNally Financial Services, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your Cassedy.



Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.


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