WARNING! Impending Investigation–ERIC WILLIAM JOHNSON and REDRIDGE SECURITIES
Eric William Johnson and RedRidge Securities
Have you lost money in Eric William Johnson? Eric William Johnson was recently barred by FINRA, the Financial Industry Regulatory Authority, for stealing money from his customers’ accounts and depositing the money into his own personal accounts.
Eric William Johnson was a registered representative of RedRidge Securities from 1999 to September 2014 and worked at RedRidge Securities’ Chicago branch office. He was also affiliated with HDB Advisors and HD Brent & Co.
Broker-dealers like RedRidge Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. If you have lost money with Eric Johnson, RedRidge Securities, HDB Advisors, or HD Brent & Co. and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or call us at 720-599-3505.
Click to view FINRA AWC for Eric Johnson: Johnson FINRA AWC
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