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PRESS RELEASE: Investment Losses Caused by Stifel Nicholas Brokers and Quantum Fuels (NASDAQ: QTWW)

18
Aug

PRESS RELEASE: Investment Losses Caused by Stifel Nicholas Brokers and Quantum Fuels (NASDAQ: QTWW)

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Israels & Neuman, PLC Investigates Investment Losses Caused by Stifel Nicholas Brokers Selling Stock in Quantum Fuels a/k/a Quantum Fuel Systems Technologies Worldwide, Inc. (NASDAQ: QTWW). FOR IMMIATE RELEASE Israels & Neuman, PLC announces that it has launched an investigation in Stifel Nicolas and its sales of Quantum Fuels a/k/a Quantum Fuel Systems Technologies Worldwide, ...

14
Aug

UPDATE! Investigation of Bryan W. Anderson, Terry J. Bagwell and Pruco Securities LLC

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Bryan W. Anderson, Terry J. Bagwell and Pruco Securities LLC We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Terry Joe Bagwell, an advisor in Birmingham, Alabama.  Bagwell was alleged to be the supervisor designated to supervise another registered representative (Bryan Wayne Anderson) of Pruco Securities that sold $8.4 million in ...

12
Aug

Israels & Neuman PLC files Arbitration Claim Against Todd Joseph Henrich and National Securities Corp.

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Israels & Neuman, PLC files FINRA Arbitration Claim against National Securities Corporation and registered representative Todd Joseph Henrich alleging Breach of Fiduciary Duty, Fraud, Failure to Supervise, and Churning Accounts. FOR IMMEDIATE RELEASE Israels & Neuman, PLC announces that it has filed a Financial Industry Regulatory Authority (FINRA) Arbitration Claim against National Securities Corporation (CRD ...

11
Aug

WARNING! Impending Investigation: GEORGE BUSSANICH and METROPOLITAN AMBULATORY SURGICAL CENTER (MASC)

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Losses with George Bussanich or Metropolitan Ambulatory Surgical Center (MASC)? Have you lost money investing in the Metropolitan Ambulatory Surgical Center (MASC) sold by George Bussanich, Jr.?  We are investing allegations made by the Securities and Exchange Commission (SEC) against Bussanich.  The SEC alleged that George Bussanich solicited investors to invest in promissory notes or ...

07
Aug

WARNING! Impending Investigation: RICHARD ADAMS and EXCESSIVE TRADING

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Rasheed “Richard” Adams, and Excessive Trading   We are currently investigating allegations made against Rasheed “Richard” Adams, a financial advisor from New York City who previously worked with Caldwell International Securities.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Adams making various allegations, including that Adams engaged in excessive trading or ...

07
Aug

WARNING! Impending Investigation: MICHAEL HIGHFILL and MERRILL LYNCH

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Michael Highfill and Merrill Lynch Have you lost money with financial advisor Michael Highfill of Ridgeland, Mississippi?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Highfill.  Michael Highfill was barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Highfill for allegations ...

07
Aug

WARNING! Impending Investigation: CHARLOTTE GUIN and JP MORGAN SECURITIES

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Charlotte Guin and JP Morgan Securities Have you lost money with financial advisor Charlotte Guin of Houston, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Charlotte A. Guin. FINRA barred Guin from the securities industry after she failed to respond to a FINRA investigation.  FINRA was investigating Guin regarding ...

07
Aug

Losses in Cushing Mutual Funds?

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Losses in Cushing Mutual Funds? Have you lost money investing in mutual funds issued by Cushing Funds or MainStay Cushing Funds?  The Cushing Funds have invested heavily in oil and gas exploration and production throughout the U.S. and Canada.  However, with the recent downturn in the price of oil, many of the Cushing Funds have ...

07
Aug

Canadian Investors Losing Money with American Financial Advisors

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Canadian Investors Losing Money with American Financial Advisors Are you a Canadian investor who has suffered investment losses with an American financial advisor or stockbroker?  Many Canadian investors use the services of financial advisors or securities brokers who are licensed in the United States, often through FINRA (the Financial Industry Regulatory Authority), which is similar ...

04
Aug

WARNING! Impending Investigation: PATRICK L. GARRETT and ROBERT W. BAIRD & CO.

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Patrick L. Garrett and Robert W. Baird & Co. Have you lost money with financial advisor Patrick Garrett of Nashville, Tennessee?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Patrick Garrett. FINRA barred Garrett from the securities industry regarding allegations that he verbally overstated the value of an account, which ...

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