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John Maccoll of UBS Financial Services Sentenced to 9 Years in Prison

18
Feb

John Maccoll of UBS Financial Services Sentenced to 9 Years in Prison

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John Maccoll of UBS Financial Services Sentenced to 9 Years in Prison

John Maccoll of UBS Financial Services, Sentenced to 9 Years in Prison   Have you lost money with financial advisor John Maccoll of Birmingham and Rochester Hills, Michigan?  We are continuing to look into allegations made against John Maccoll, a former advisor with UBS Financial Services.  Maccoll was recently sentenced to serve nine years in ...

07
Feb

Sean Kelly and Sales of GPB Capital

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Sean Kelly and Sales of GPB Capital

Sean Kelly and Sales of GPB Capital   Have you lost money investing with Sean Kelly and GPB Capital? We are continuing our investigation into Sean Joseph Kelly from Marietta, Georgia, who was previously a registered representative of Capital Financial Services and Center Street Securities.  Sean Kelly was recommending that his clients make investments in GPB ...

07
Feb

Michael Castillero, formerly with Alexander Capital, Barred by FINRA

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Michael Castillero, formerly with Alexander Capital, Barred by FINRA

Michael Castillero, formerly with Alexander Capital, Barred by FINRA   Have you lost money with financial advisor Michael Castillero of New York, New York?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael A. Castillero. FINRA barred Castillero from the securities industry after he failed to respond to a ...

07
Feb

Casey Walker, formerly with Farmers Financial Solutions, Barred by FINRA

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Casey Walker, formerly with Farmers Financial Solutions, Barred by FINRA

Have you lost money with financial advisor Casey Walker of Lake Lotawana, Missouri?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Casey Wayne Walker. FINRA barred Walker from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Walker after he was terminated by ...

06
Feb

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

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Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA   Have you lost money with financial advisor Bhenoy Dembla of Chicago, Illinois?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Bhenoy “Ben” Dembla. FINRA barred Dembla from the securities industry regarding allegations that he entered and later cancelled 41 ...

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