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WARNING! Impending Investigation: MATTHEW E. O’CALLAGHAN and ODEON CAPITAL GROUP, LLC

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26
Feb

WARNING! Impending Investigation: MATTHEW E. O’CALLAGHAN and ODEON CAPITAL GROUP, LLC

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WARNING!  Impending Investigation:  MATTHEW E. O’CALLAGHAN and ODEON CAPITAL GROUP, LLC

Investigation of Matthew E. O’Callaghan and Odeon Capital Group, LLC

 

Have you lost money with financial advisor Matthew O’Callaghan of New York, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Matthew E. O’Callaghan. FINRA barred O’Callaghan from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating O’Callaghan regarding allegations that he converted or stole money.

 

Matthew O’Callaghan was a financial advisor and registered representative of Odeon Capital Group from February 2011 to August 2015.  He worked at a branch office in New York, New York.  He was previously suspended by FINRA for eighteen months in 2009.

 

Brokerage firms like Odeon Capital Group have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

HAVE YOU LOST MONEY WITH MATTHEW O’CALLAGHAN OR ODEON CAPITAL GROUP?   

              CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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