Investigation of Matthew E. O’Callaghan and Odeon Capital Group, LLC
Have you lost money with financial advisor Matthew O’Callaghan of New York, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Matthew E. O’Callaghan. FINRA barred O’Callaghan from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating O’Callaghan regarding allegations that he converted or stole money.
Matthew O’Callaghan was a financial advisor and registered representative of Odeon Capital Group from February 2011 to August 2015. He worked at a branch office in New York, New York. He was previously suspended by FINRA for eighteen months in 2009.
Brokerage firms like Odeon Capital Group have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
HAVE YOU LOST MONEY WITH MATTHEW O’CALLAGHAN OR ODEON CAPITAL GROUP?
Denver Office: (720) 599-3505
Seattle Office: (206) 795-5798