WARNING! Have You Lost Money with ALAN SIEGEL?
Alan Siegel and G.A. Repple & Company Sued by Massachusetts Securities Division
Have you lost money with financial advisor Alan Siegel of North Easton, Massachusetts? We are investigating allegations made by the Massachusetts Securities Division against Alan P. Siegel, an advisor at G.A. Repple & Company. Massachusetts brought a complaint against both Siegel and G.A. Repple & Company.
Massachusetts alleged that Alan Siegel made material misrepresentations on his website. In particular, Siegel represented that he had “NEVER” been the subject of a complaint. However, Siegel had been the subject of four customer complaints – one in 2011, one in 2012, one in 2015, and one in 2018. Massachusetts also alleged that G.A. Repple & Company failed to adequately supervise these misrepresentations.
Alan Siegel was a financial advisor and registered representative of G.A. Repple & Company from 2002 to the present. He works at a branch office in North Easton, Massachusetts. Siegel has been the subject of at least four customer complaints during his career. The customers made complaints about variable annuities, limited partnership, and church bonds.
Brokerage firms like G.A. Repple & Company LLC have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including numerous investors in Massachusetts and the greater Boston area in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Siegel, Alan Massachusetts Complaint
Click to view: Siegel, Alan BrokerCheck 8.16.18
If you lost money with Alan Siegel, or G.A. Repple & Company, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
FREE CASE EVALUATION
DENVER: (720) 599-3505
SEATTLE: (206) 795-5798