Advisor APOSTOLOS PITSIRONIS of Melville, NY BARRED
Apostolos Pitsironis, previously with Janney Montgomery Scott, Barred by FINRA
Have you lost money with financial advisor Apostolos Pitsironis? We are investigating allegations made about Apostolos N. Pitsironis from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred Pitsironis from the securities industry after Pitsironis regarding allegations that he converted over $411,000 from customers.
Apostolos Pitsironis was a financial advisor and registered representative of Janney Montgomery Scott from December 2018 to June 2019. He was also affiliated with Wells Fargo from 2012 to December 2018. He worked in a branch office in Melville, New York.
Brokerage firms like Janney Montgomery Scott have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including New York. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past.
Click to view: Pitsironis, Apostolos FINRA AWC
Click to view: Pitsironis, Apostolos BrokerCheck 9.10.19
If you lost money with Apostolos Pitsironis or Janney Montgomery Scott, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.