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ARBITRATION AWARD AGAINST CRAIG A. MAXEY and MOLONEY SECURITIES CO.

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05
Feb

ARBITRATION AWARD AGAINST CRAIG A. MAXEY and MOLONEY SECURITIES CO.

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Arbitration Award Against Craig A. Maxey and Moloney Securities Co.

 

In Laurie D. Miranda v. Craig A. Maxey and Moloney Securities Co., Inc., FINRA No. 13-02321, a customer Claimant sued Craig Maxey and Moloney Securities Co. related to investments in a number of stocks, including BPZ Resources Inc., Canadian Superior Energy, China Sunergy Co., Ctrp.com International Ltd., Endeavor International Corp., and Penn West Energy Trust.  The Claimant alleged that Maxey and Moloney Securities misrepresented the risks of these securities to her.  She alleged $300,000 in damages.

 

The case proceeded before a three-arbitrator panel in Denver, Colorado.  The arbitrators found Craig Maxey and Moloney Securities jointly and severally liable to the Claimant for $273,119.  The arbitration award was dated November 13, 2014.

 

Craig Maxey is a financial advisor and registered representative of Moloney Securities Co., from 2003 to the present.  He worked at a branch office in Denver, Colorado.

 

If you have lost money in BPZ Resources Inc., Canadian Superior Energy, China Sunergy Co., Ctrp.com International Ltd., Endeavor International Corp., and Penn West Energy Trust at the recommendation of Moloney Securities financial advisor Craig Maxey, and if the recommendation to invest in these stocks was unsuitable for you, you may be able to recover your losses.  Also, if the risks of these stocks were misrepresented to you, the advisor and his brokerage firm may be liable.

 

Our attorneys have represented hundreds of investors who have been defrauded by their financial advisor or stockbroker.  We have offices in Denver and the Seattle-area, although we represent clients all over the country.  If you have lost money with Craig Maxey or Moloney Securities Co. and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

 

Click to view FINRA Award:  Maxey Award

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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