(720) 599-3505

Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

SEARCH OUR BLOGS
07
Jan

Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

Posted by admin | 0 Comment
Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives

 

Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration.  In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum.

 

In a recent article written by Ann Marsh in Financial Planning, David Neuman was quoted regarding the recent developments with NARs in FINRA arbitration.

Click to view Article:  FINRA SEEKS TO BAN NON ATTORNEYS FROM ARBITRATION

 

Mr. Neuman was also the co-author of a study, along with attorney Andrew Stoltmann of Stoltmann Law Offices, regarding NARs and FINRA arbitration.  That report can be found here:

MENACE TO INVESTORS:  Non-Attorney Representatives

 

To contact David Neuman of the Law Office of Israels & Neuman, call (206) 795-5798 or visit www.israelsneuman.com

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS