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Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

07
Jan

Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

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Attorney David Neuman is Quoted Again Regarding Non-Attorney Representatives

Attorney David Neuman Is Quoted Again Regarding Non-Attorney Representatives

 

Attorney David Neuman was recently quoted again on the issue of non-attorney representatives (or NARs) in FINRA arbitration.  In late 2018, FINRA submitted a rule proposal to the SEC, which seeks to bar compensated NARs in its forum.

 

In a recent article written by Ann Marsh in Financial Planning, David Neuman was quoted regarding the recent developments with NARs in FINRA arbitration.

Click to view Article:  FINRA SEEKS TO BAN NON ATTORNEYS FROM ARBITRATION

 

Mr. Neuman was also the co-author of a study, along with attorney Andrew Stoltmann of Stoltmann Law Offices, regarding NARs and FINRA arbitration.  That report can be found here:

MENACE TO INVESTORS:  Non-Attorney Representatives

 

To contact David Neuman of the Law Office of Israels & Neuman, call (206) 795-5798 or visit www.israelsneuman.com

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