FRAUD! Benjamin Bourgeois of Commonwealth Financial in Metairie LA BARRED
Have you lost money investing in Future Income Payments (FIP Investments)?   The U.S. Attorneys’ Office for the District of South Carolina filed a criminal indictment against the Future Income Payments (FIP Investments) and its founder, Scott Kohn.  The indictment alleges that over $300 million was raised for Future Income Payments, which were purported to be …
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INVESTOR ALERT! William Wobbe, Hilliard Lyons in Louisville KY
Have you lost money with financial advisor Sam Aziz of Dublin, Ohio?    We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Sam Aziz. FINRA barred Aziz from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Aziz based on allegations that he engaged …
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INVESTOR ALERT! Jeffrey Nimmow of Forest Securities in Merrimac, WI is BARRED
Have You Lost Money With Dennis Hayes of Newbridge Securities and Salomon Whitney in Charlotte, NC?   We are continuing to look into allegations made by FINRA, the Financial Industry Regulatory Authority, against Dennis Allen Hayes. In January 2019, FINRA was investigating Dennis Hayes after he was alleged to have engaged in private securities transactions without …
Read More "DENNIS HAYES Barred from Securities Industry – Charlotte, NC"
INVESTOR ALERT! Mark Christiansen of United Planners in Woodinville WA
Have you lost money with financial advisor Judith Johnston of Frisco, Texas?    We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Judith A. Johnston. FINRA barred Judy Johnston, a former representative of NY Life Securities, from the securities industry after she failed to adequately respond to a FINRA investigation.  …
Read More "JUDITH JOHNSTON of NYLife Barred by FINRA"