INVESTIGATION of BARRY HOROWITZ of Lincoln Financial
Israels & Neuman, PLC Investigates Barry Horowitz of Lincoln Financial Securities Corp.
– Glastonbury, CT
Have you lost money with financial advisor Barry Horowitz (CRD# 2651525), formerly with Lincoln Financial Securities Corp. in Glastonbury, Connecticut? The law firm of Israels & Neuman is investigating allegations of former customers related to Barry Horowitz. Horowitz was recently the subject of a complaint by former customers.
It has been alleged that Horowitz recommended or referred his customers to Thomas Renison. Renison then sold investments in ARO Equity LLC. It is feared that investors in ARO Equity, LLC have lost money.
Barry David Horowitz was a registered representative of Lincoln Financial Securities Corp. from 1995 to August 2018. He also worked with Nirenstein, Horowitz & Associates, a law firm. He has worked at an office in Glastonbury, Connecticut.
Brokerage firms like Lincoln Financial Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Connecticut. We take cases on a contingent fee basis, meaning if we don’t recover money, you owe us nothing.
Click to view: Horowitz, Barry BrokerCheck
If you lost money with Barry Horowitz or Lincoln Financial Securities Corp., CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.