(720) 599-3505

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

SEARCH OUR BLOGS
06
Feb

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

Posted by admin | 0 Comment
Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

Bhenoy Dembla, formerly with Merrill Lynch, Barred by FINRA

 

Have you lost money with financial advisor Bhenoy Dembla of Chicago, Illinois?  We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Bhenoy “Ben” Dembla. FINRA barred Dembla from the securities industry regarding allegations that he entered and later cancelled 41 fictitious mutual fund trades in order to circumvent restrictions on Class B mutual fund shares owned by investors.   

 

Bhenoy Dembla was a financial advisor and registered representative of Merrill Lynch from 2001 to the present.  He worked at a branch office Chicago, Illinois.

 

Brokerage firms like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration in all 50 states, including over 150 investors in the past from throughout the Chicagoland area, Northern Illinois, and Central Illinois.

 

Attorney David Neuman was born in Berwyn, Illinois and grew up in the western suburbs in Addison.  He earned a degree in Finance at the University of Illinois in Urbana-Champaign before earning his law degree at Northern Illinois University in DeKalb.  Mr. Neuman also previously worked for a number of Chicago area law firms, including firms in St. Charles, Geneva, Chicago, and Barrington.

 

Click to view: Bhenoy Dembla BrokerCheck

Click to view: Bhenoy Dembla FINRA AWC

 

If you lost money with Bhenoy Dembla or Merrill Lynch, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS