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11
Feb

WARNING! Impending Investigation–JASON A. MUSKEY and AMERITAS INVESTMENT CORP.

Jason A. Muskey and Ameritas Investent Corp. Have you lost money with financial advisor Jason A. Muskey of Moosic, Pennsylvania?  We are investigating allegations that Jason Muskey stole money from his clients.  Muskey was recently charged with mail fraud, money laundering, and identity theft by the U.S. Attorney’s office in the Middle District of Pennsylvania.  …
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5
Feb

ARBITRATION AWARD AGAINST CRAIG A. MAXEY and MOLONEY SECURITIES CO.

Arbitration Award Against Craig A. Maxey and Moloney Securities Co.   In Laurie D. Miranda v. Craig A. Maxey and Moloney Securities Co., Inc., FINRA No. 13-02321, a customer Claimant sued Craig Maxey and Moloney Securities Co. related to investments in a number of stocks, including BPZ Resources Inc., Canadian Superior Energy, China Sunergy Co., …
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4
Feb

WARNING! Impending Investigation–WORLD EQUITY GROUP, ETFs, and PRIVATE PLACEMENTS

World Equity Group, ETFs, and Private Placements   We are currently investigating allegations made against World Equity Group, an Arlington Heights, Illinois-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against World Equity Group, making numerous allegations regarding its conduct, including: a) failure to supervise the sale of non-traditional ETFs; …
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4
Feb

UPDATE–Investigation of ERIC WILLIAM JOHNSON and REDRIDGE SECURITIES

Eric William Johnson and RedRidge Securities Have you lost money in Eric William Johnson from Hinsdale, Illinois?  Eric William Johnson was recently barred by FINRA, the Financial Industry Regulatory Authority, for stealing money from his customers’ accounts and depositing the money into his own personal accounts.  The Securities and Exchange Commission also brought an emergency …
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4
Feb

WARNING! Impending Investigation–CHARLES C. FACKRELL and LPL FINANCIAL

Charles C. Fackrell and LPL Financial Have you lost money with financial advisor Charles Caleb Fackrell from Yadkinville, North Carolina?  Charles Fackrell was arrested in December 2014, after allegations that he stole at $300,000 from his clients.  Fackrell worked at Fackrell/Trivette Wealth Management in Yadkinville. Charles Fackrell was a financial advisor and registered representative of …
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3
Feb

WARNING! Impending Investigation–DAVID A. LANGE and LINCOLN FINANCIAL SECURITIES CORP.

David A. Lange and Lincoln Financial Securities Corp. Have you lost money with financial advisor David A. Lange of Boise, Idaho?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David Lange.  Lange agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA …
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30
Jan

WARNING! Impending Investigation–JENNIFER TROWBRIDGE and ESSEX SECURITIES LLC

Jennifer Trowbridge and Essex Securities LLC Have you lost money with financial advisor Jennifer Trowbridge from Boca Raton, Florida?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Trowbridge. FINRA alleged that Jennifer Trowbridge made unsuitable recommendations to her customers to switch from Class “A” shares of one mutual …
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30
Jan

WARNING! Impending Investigation–DAVID J. BLASIK and PFS INVESTMENTS, INC.

David J. Blasik and PFS Investments Inc. Have you lost money with financial advisor David J. Blasik of Vandalia, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David Blasik.  Blasik agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was …
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27
Jan

WARNING! Impending Investigation–GREGG A. BEEMER and LINCOLN INVESTMENT

Gregg A. Beemer and Lincoln Investment Have you lost money with financial advisor Gregg A. Beemer of Dayton, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gregg Beemer.  Beemer agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating …
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23
Jan

WARNING! Impending Investigation–MICHAEL T. LOMBARDO and DAVID LERNER ASSOCIATES, INC.

Michael T. Lombardo and David Lerner Associates, Inc. Have you lost money with financial advisor Michael T. Lombardo of Westport, Connecticut?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Michael T. Lombardo, who previously was affiliated with David Lerner Associates, Inc.  Lombardo pled guilty to wire fraud back in September …
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