SEARCH OUR BLOGS
23
Dec

WARNING! Impending Investigation–DEREK L. WEAVER and PRUCO SECURITIES

Derek L. Weaver and Pruco Securities Have you lost money with financial advisor Derek L. Weaver from Birmingham, Alabama?    We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) against Derek Weaver.  FINRA recently barred Weaver from the securities industry because he failed to respond and cooperate with an investigation.  FINRA was …
Read More "WARNING! Impending Investigation–DEREK L. WEAVER and PRUCO SECURITIES"
11
Dec

WARNING! Impending Investigation–WALTER GRENDA, TIMOTHY DEMBSKI, and PRESTIGE WEALTH MANAGEMENT FUND

Walter Grenda, Timothy Dembski, and the Prestige Wealth Management Fund Have you lost money with financial advisors Walter Grenda, Timothy Dembski and Reliance Financial Advisors from the Buffalo, New York area?  We are currently investigating allegations made by the SEC (the Securities and Exchange Commission) against Grenda, Dembski, and their registered investment advisory firm, Reliance …
Read More "WARNING! Impending Investigation–WALTER GRENDA, TIMOTHY DEMBSKI, and PRESTIGE WEALTH MANAGEMENT FUND"
9
Dec

UPDATE! Investigation of KGTA PETROLEUM and JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD, and PRIM SOLUTIONS SECURITIES

KGTA Petroleum, Jeffrey Gainer, Jerry Cicolani, Kelly Hood, and PrimeSolutions Securities Have you lost money in KGTA Petroleum?  We are currently investigating allegations made by the FBI, IRS, and the U.S. Attorney’s Cleveland office regarding Akron, Ohio-based KGTA Petroleum.  On December 8, 2014, criminal charges were brought against KGTA Petroleum co-owner and operator Kenneth A. …
Read More "UPDATE! Investigation of KGTA PETROLEUM and JEFFREY GAINER, JERRY CICOLANI, KELLY HOOD, and PRIM SOLUTIONS SECURITIES"
5
Dec

WARNING! Impending Investigation–LEVI LINDEMANN and J.P. TURNER & COMPANY

Levi Lindemann and J.P. Turner & Company Have you lost money with financial advisor Levi Lindemann from West Lakeland, Minnesota?  We are currently investigating allegations made by the SEC (Securities and Exchange Commissions) made against Levi Lindemann.  The SEC alleges that from September 2009 to August 2013, Lindemann raised at least $976,000 from at least …
Read More "WARNING! Impending Investigation–LEVI LINDEMANN and J.P. TURNER & COMPANY"
1
Dec

WARNING! Impending Investigation–MAYOR OF WESTOVER, ALABAMA, JAMES MARK MCLAUGHLIN and SECURITIES AMERICA, INC.

James Mark McLaughlin and Securities America, Inc. Have you lost money with financial advisor James Mark McLaughlin from Westover, Alabama?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against McLaughlin.  FINRA recently barred Mark McLaughlin from the securities industry for excessively trading or churning several customers’ accounts.  FINRA alleged …
Read More "WARNING! Impending Investigation–MAYOR OF WESTOVER, ALABAMA, JAMES MARK MCLAUGHLIN and SECURITIES AMERICA, INC."