<![CDATA[best interest - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/best-interest/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[TROY ORLANDO OF CRAFT CAPITAL IS BARRED]]> https://www.israelsneuman.com/blog/troy-orlando-craft-capital-barred/ https://www.israelsneuman.com/blog/troy-orlando-craft-capital-barred/ Thu, 21 Nov 2024 18:26:56 GMT NEW YORK, NY Did you invest with financial advisor Troy Orlando in New York, New York? Israels & Neuman is looking into claims made by FINRA against this advisor, who had been an affiliate of Craft Capital Management from March 2022 to November 2023. In November 2024, he was barred from the securities brokerage industry…

]]> NEW YORK, NY

Did you invest with financial advisor Troy Orlando in New York, New York? Israels & Neuman is looking into claims made by FINRA against this advisor, who had been an affiliate of Craft Capital Management from March 2022 to November 2023. In November 2024, he was barred from the securities brokerage industry by FINRA after he refused to cooperate with a FINRA investigation.

According to FINRA’s Letter of Acceptance, Waiver, and Consent (AWC), Mr. Orlando was permitted to resign by Craft Capital Management in November 2023. FINRA had previously suspended him in November 2023 after he allegedly violated Regulation Best Interest while he worked at prior brokerage firms. FINRA was also investigating the suitability of his trades at Craft Capital, which led to his expulsion from the industry.

Troy A. Orlando was previously registered with Craft Capital Management, Joseph Gunnar, and Joseph Stone Capital. He worked in New York, New York and also was the subject of two customer complaints and a 2022 bankruptcy.

Brokerage firms must reasonably monitor its financial advisors. If the firm fails to do so, they could be liable for investor losses.

FINRA’s AWC Regarding Troy Orlando can be found HERE

Troy Orlando’s BrokerCheck Report can be found HERE

If you lost money with Troy Orlando or Craft Capital Management, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[ROBERT GLEASON Jr. of Cantella and Co. SUSPENDED for Churning]]> https://www.israelsneuman.com/blog/robert-gleason-cantella-and-co-suspended-churning/ https://www.israelsneuman.com/blog/robert-gleason-cantella-and-co-suspended-churning/ Tue, 09 Apr 2024 15:53:35 GMT Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating…

]]> Former Cantella & Co. advisor Robert Gleason Suspended

OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating FINRA’s Regulation Best Interest rule.

According to the complaint, he violated Regulation Best Interest by excessively trading or churning a customer’s account. The customer had a turnover ratio of 12.93 with a cost-equity ratio of 28%. This means that the customer would have needed to earn a profit of 28% just to break even from the costs of trading.

Robert Gleason was fired by Cantella & Co. in December 2021. He was also the subject of two customer complaints, one of which was made in March 2022.

Our investment fraud law firm represents clients all over the country, including investors in Kentucky. We have represented over one thousand investors against numerous firms.

If you lost money with Robert Gleason or Cantella & Co., please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE View FINRA AWC HERE

]]>