BLOOMFIELD HILLS, MICHIGAN Are you a former customer of Imdadur Rahman (also known as Gino Rahman) in Bloomfield Hills, Michigan? Our firm is reviewing claims made against this advisor, who was formerly a representative of Merrill Lynch. FINRA made several allegations against Mr. Rahman in its Letter of Acceptance, Waiver, and Consent.

It was alleged that he facilitated an elderly customer’s designation of Rahman’s wife to be listed as a beneficiary of the customer’s two Merrill Lynch accounts. He also falsified forms by saying that his wife was the customer’s niece. Rahman also allegedly received $116,000 to run errands for the customer, as well as receiving $47,000 in “gifts” from the customer. FINRA barred Rahman after these allegations.

Imdadur Rahman had been licensed with Merrill Lynch from 2008 to October 2023. He was later affiliated with L.M. Kohn & Company. He worked in Bloomfield Hills, Michigan, and was terminated by Merrill Lynch regarding these allegations.

Merrill Lynch must reasonably supervise the acts of its representatives. If the firm fails to do so, it could be responsible for investor losses. Our law firm has recovered millions of dollars for investors in the past, including investors in Michigan.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with Imdadur Rahman, or Merrill Lynch, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Clark Harris was a registered representative of Sigma Financial from 2000 to April 2021. He has worked at branch offices in Bloomfield Hills, Michigan. Harris was also affiliated with Titan Wealth Advisors.

Brokerage firms like Sigma Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Michigan. Attorney Aaron Israels is licensed to practice law in Michigan, grew up in Holland, Michigan, and previously lived in the Detroit area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Sigma Financial.

Click to view BrokerCheck: Harris, Clark BrokerCheck 6.16.21

If you lost money with Clark Harris or Sigma Financial, please CONTACT ISRAELS & NEUMAN at 720-599-3505 or 206-795-5798 for a free evaluation of your case.