<![CDATA[complaints against Scott Madison of Merrill Lynch - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/complaints-against-scott-madison-of-merrill-lynch/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Advisor SCOTT MADISON Terminated from Merrill Lynch]]> https://www.israelsneuman.com/blog/advisor-scott-madison-terminated-from-merrill-lynch/ https://www.israelsneuman.com/blog/advisor-scott-madison-terminated-from-merrill-lynch/ Thu, 02 Sep 2021 17:23:03 GMT RIVERHEAD, NY Have you lost money with financial advisor Scott G. Madison, formerly with Merrill Lynch in Riverhead, New York? We are looking into allegations made against Scott Madison. Madison was barred from the securities industry after he failed to respond to a FINRA investigation. Madison was being investigated after he was terminated by Merrill…

]]> RIVERHEAD, NY Have you lost money with financial advisor Scott G. Madison, formerly with Merrill Lynch in Riverhead, New York? We are looking into allegations made against Scott Madison. Madison was barred from the securities industry after he failed to respond to a FINRA investigation. Madison was being investigated after he was terminated by Merrill Lynch.

Scott Madison was with Merrill Lynch from December 2017 to March 2021. He was also with Stifel Nicolaus from December 2015 to December 2017. He has worked at branch offices in Riverhead, New York. Madison has also been the subject of two customer complaints.

Brokerage firms like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Merrill Lynch and Stifel Nicolaus.

Click here to view Scott Madison BrokerCheck Report

If you lost money with Scott Madison, Merrill Lynch, or Stifel Nicolaus, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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