Allegations Against Don Louis Evans

According to FINRA (The Financial Industry Regulatory Authority), Edward Jones fired Mr. Evans regarding allegations that he “received funds from a client.”  Generally, advisors must disclose all outside businesses that they operate, and they must have permission from their brokerage firm for every investment product that they sell.  Moreover, if an advisor borrows money from a client, they must get prior approval for such.

Background on Don Louis Evans

Don Louis Evans was licensed with Edward Jones from July 2015 to May 2026 and worked at a Trinity, Texas office.  He has also previously been licensed with a number of other firms since 1993, including Edward Jones from 2001 to 2011.

Can Edward Jones Be Liable to its Customers for Evans’s Conduct?

FINRA Rule 3110 requires securities brokerage firms to adequately supervise the activity of its advisors.  Edward Jones could be responsible for investor losses if it failed to reasonably supervise him.

Israels & Neuman Helps Investors Recover Money in Texas

We represent investors throughout the United States as well as Texas, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.  We have represented numerous investors in Texas in the past.  If you were a client of Don Louis Evans and believe he acted improperly, you may be entitled to recover your investment losses through FINRA arbitration.

• View Evans’s BrokerCheck Report

Contact Israels & Neuman PLC for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights.