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        <title><![CDATA[Ed Mercer investment loss complaints - Israels & Neuman, PLC]]></title>
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                <title><![CDATA[ED MERCER of Cambridge Investment Research is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/ed-mercer-cambridge-investment-research-barred/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Thu, 16 Nov 2023 21:00:14 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                    <category><![CDATA[Israels & Neuman,PLC]]></category>
                
                
                    <category><![CDATA[Ed Mercer investment loss complaints]]></category>
                
                    <category><![CDATA[Ed Mercer of Cambridge Investment Research fraud]]></category>
                
                    <category><![CDATA[Edward Steven Mercer advisor in Coral Springs FL]]></category>
                
                    <category><![CDATA[FINRA investigation of Ed Mercer]]></category>
                
                    <category><![CDATA[Securities attorney David Neuman]]></category>
                
                
                
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                <description><![CDATA[<p>Cambridge Investment Research Advisor Ed Mercer Barred by FINRA CORAL SPRINGS, FLORIDA Are you a former client of Edward Steven Mercer in Coral Springs, Florida? Ed Mercer was barred by FINRA earlier this month. He previously worked with Cambridge Investment Research and LPL Financial and failed to respond to a FINRA investigation. This ultimately led&hellip;</p>
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<h1 class="wp-block-heading"><strong>Cambridge Investment Research Advisor Ed Mercer Barred by FINRA</strong></h1>


<p>
<strong><em>CORAL SPRINGS, FLORIDA      </em></strong>Are you a former client of Edward Steven Mercer in Coral Springs, Florida?  Ed Mercer was barred by FINRA earlier this month.  He previously worked with Cambridge Investment Research and LPL Financial and failed to respond to a <a href="https://www.finra.org/rules-guidance/enforcement" rel="noopener noreferrer" target="_blank"><strong>FINRA</strong></a> investigation.  This ultimately led to his suspension.</p>


<p>FINRA began its investigation when Mercer was allegedly involved in selling <strong><a href="/practice-areas/advisor-negligence-and-fraud/ponzi-schemes-and-selling-away/" rel="noopener" target="_blank">crypto currency investments</a></strong> to a client away from Cambridge.  He refused to cooperate with FINRA’s investigation.  He was also “permitted to resign” by his brokerage firm.</p>


<p>Edward Steven Mercer worked in Coral Springs, Florida.  He was licensed with Cambridge Investment Research from September 2022 to November 2023.  He was also with LPL Financial from December 2021 to September 2022.  Mercer had also operated RLA Financial in Coral Springs.</p>


<p>Stockbrokers like Ed Mercer must respond to FINRA’s investigation or face punishment under FINRA Rule 8210.</p>


<p><strong>FINRA AWC can be found <a href="https://www.finra.org/sites/default/files/fda_documents/2023079873002%20Edward%20Steven%20Mercer%20CRD%201839328%20AWC%20gg.pdf" rel="noopener noreferrer" target="_blank">HERE</a>.</strong>
<strong>BrokerCheck report can be found <a href="https://brokercheck.finra.org/individual/summary/1839328" rel="noopener noreferrer" target="_blank">HERE</a>.</strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Ed Mercer or Cambridge Investment Research, please <a href="/contact-us/" rel="noopener" target="_blank">Contact Us</a> at 206-795-5798 for a free evaluation of your case.</strong></h2>


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