<![CDATA[FINRA arbitration attorney for Thomas Stratton investment losses - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/finra-arbitration-attorney-for-thomas-stratton-investment-losses/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Securities Law Firm Investigates THOMAS STRATTON of World Choice Securities]]> https://www.israelsneuman.com/blog/securities-law-firm-investigates-thomas-stratton-of-world-choice-securities/ https://www.israelsneuman.com/blog/securities-law-firm-investigates-thomas-stratton-of-world-choice-securities/ Wed, 18 Aug 2021 17:54:32 GMT MELBOURNE, FLORIDA Have you lost money with financial advisor Thomas W. Stratton, formerly with World Choice Securities in Melbourne, Florida? We are looking into allegations made against Thomas Stratton, who was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Stratton after he was alleged to have…

]]> MELBOURNE, FLORIDA Have you lost money with financial advisor Thomas W. Stratton, formerly with World Choice Securities in Melbourne, Florida? We are looking into allegations made against Thomas Stratton, who was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Stratton after he was alleged to have misused customer funds.

Thomas Stratton was with World Choice Securities from 2004 to August 2021. He has worked at branch offices in Melbourne, Florida.

Brokerage firms like World Choice Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Thomas Stratton BrokerCheck Report

If you lost money with Thomas Stratton or World Choice Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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