CHICAGO, ILLINOIS

Firasat Siddiqui was a registered representative and financial advisor of Ameriprise Financial Services from 1991 to January 2022. In January 2022, Siddiqui was discharged by Ameriprise. Ameriprise filed a notice with FINRA’s Brokercheck, stating that Siddiqui was discharged for company policy violations related to exchange traded products, mismarking trade tickets, and disclosure requirements.

Firasat Siddiqui had worked at a branch office of Ameriprise in Chicago, Illinois. Siddiqui had also been the subject of a 2014 customer complaint, which was denied by Ameriprise.

Ameriprise Financial Services has an obligation under FINRA Rule 3110 to adequately supervise the conduct of its financial advisors. A failure to abide by Rule 3110 could render it liable for investor losses.

Our law firm has represented investors against Ameriprise Financial Services in the past, including investors from the Chicagoland area. Attorneys David Neuman and Aaron Israels are both licensed to practice law in Illinois. Attorney David Neuman also worked for prestigious law firms in the Chicago area for nine years after graduating from the University of Illinois and Northern Illinois University.

Click to view: Siddiqui, F BrokerCheck 2.16.22

If you lost money with Firasat Siddiqui or Ameriprise Financial Services, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.