<![CDATA[Fort Lauderdale - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/fort-lauderdale/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[MICHAEL GRANDE of Newbridge Securities COMPLAINTS]]> https://www.israelsneuman.com/blog/michael-grande-newbridge-securities-complaints/ https://www.israelsneuman.com/blog/michael-grande-newbridge-securities-complaints/ Fri, 26 Apr 2024 18:29:28 GMT Michael Grande, Formerly of Newbridge Securities, Subject of FINRA Complaint FORT LAUDERDALE, FLORIDA Are you a former customer of Michael Grande, formerly with Newbridge Securities in Fort Lauderdale, Florida? Our law firm is reviewing allegations made by FINRA against this advisor. FINRA seeks to bar him from the securities brokerage industry in an April 2024…

]]> Michael Grande, Formerly of Newbridge Securities, Subject of FINRA Complaint

FORT LAUDERDALE, FLORIDA Are you a former customer of Michael Grande, formerly with Newbridge Securities in Fort Lauderdale, Florida? Our law firm is reviewing allegations made by FINRA against this advisor. FINRA seeks to bar him from the securities brokerage industry in an April 2024 complaint because he failed to respond to a FINRA investigation.

FINRA investigated Grande regarding allegations that he engaged in short-term trading of mutual funds in his customers’ accounts between July 2017 and May 2022. He has not responded to written requests by FINRA as part of its investigation.

Michael Charles Grande held a securities brokerage license with Newbridge Securities from 2005 to May 2022.

Pursuant to FINRA Rule 8210, advisors must adequately and timely respond to FINRA investigations. Likewise, FINRA Rule 3110 requires securities brokerage firms to adequately supervise their representatives. If firms fail to provide sufficient supervision, they could be responsible for financial damages.

If you lost money with Michael Grande or Newbridge Securities, please Contact Us at 206-795-5798 for a free evaluation of your case.

View FINRA’s Complaint HERE View BrokerCheck Report HERE

]]> <![CDATA[Investigation of Advisor JOHN ORLANDO and Private Placement Sales]]> https://www.israelsneuman.com/blog/john-orlando-fsc-fraud/ https://www.israelsneuman.com/blog/john-orlando-fsc-fraud/ Tue, 09 Nov 2021 18:11:13 GMT FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The…

]]> FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The complaints allege losses in private placements sold by Orlando while he was with Westpark Capital and another prior firm.

John Orlando was with Westpark Capital from August 2016 to September 2019. He has also been with SW Financial from November 2019 to the present and with Newport Coast from March 2015 to August 2016. He has worked at branch offices in Fort Lauderdale, Florida.

Brokerage firms like Westpark Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Westpark Capital.

View J. Orlando BrokerCheck Report

If you lost money with John Orlando or Westpark Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[ROBERT WOLFE of Cetera Accused of Unsuitable REIT Investments]]> https://www.israelsneuman.com/blog/robert-wolfe-cetera-unsuitable-reit-investments/ https://www.israelsneuman.com/blog/robert-wolfe-cetera-unsuitable-reit-investments/ Mon, 11 Oct 2021 17:45:00 GMT FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges…

]]> FORT LAUDERLDALE, FLORIDA Have you lost money with financial advisor Robert Wolfe, formerly with Cetera Advisor Networks and Girard Securities in Fort Lauderdale, Florida? We are looking into allegations made against Robert B. Wolfe. Wolfe has been the subject of five customer complaints, all of which were made within the last year-and-a-half. The complaint alleges losses in real estate investments like REITs (real estate investment trusts) and private placements.

Robert Wolfe was with Cetera Advisor Networks from November 2017 to June 2020. He was also with Girard Securities from 2009 to November 2017 and with Goldman Sachs from July 2020 to the present. He has worked at branch offices in Fort Lauderdale, Florida.

Brokerage firms like Cetera Advisor Networks have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Wolfe BrokerCheck Report

If you lost money with Robert Wolfe, Cetera Advisor Networks, or Girard Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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