Former Raymond James Financial Advisor Jayme Lemaire Barred

Israels & Neuman, PLC — Mon, 28 Sep 2026 22:03:42 GMT

Did you invest with Jayme Lemaire, formerly at Raymond James Financial? Our securities arbitration law firm is looking into allegations involving Jayme F. Lemaire, who worked in a Glastonbury, Connecticut office.

Allegations Regarding Jayme Lemaire’s Suspension

FINRA investigated Lemaire regarding allegations that she borrowed money from a firm customer. Generally, advisors cannot borrow money from customers, with limited exceptions. Moreover, advisors must get pre-approval from their firms to borrow money from a customer. FINRA also alleged that she refused to cooperate with FINRA’s investigation.

As such, FINRA barred Lemaire from the securities brokerage industry.

Background on Jayme Lemaire

Jayme Lemaire was licensed with Raymond James Financial from April 2021 to July 2025 at a Glastonbury, Connecticut office. Lemaire was previously licensed with a number of other firms going back to 2001. Lemaire was also the subject of five customer complaints, and she was also fined by the Connecticut Securities Commissioner.

Can Raymond James Financial Be Responsible for Lemaire’s Conduct?

Under FINRA Rule 3110, broker-dealers like Raymond James Financial must reasonably supervise the activity of its advisors. Raymond James Financial could be responsible for investor losses if it failed to reasonably supervise him.

Israels & Neuman Helps Investors Nationwide, Including in Connecticut

We represent investors throughout the United States as well as Connecticut, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud. We have represented numerous investors in Connecticut in the past. If you were a client of Jayme Lemaire and believe your financial advisor acted improperly, you may be entitled to recover losses through FINRA arbitration.

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights. We have experience representing Connecticut investors and are ready to help you recover what you deserve.

KEVIN CARROLL Fired by LPL Financial

Israels & Neuman, PLC — Wed, 06 Sep 2023 15:13:59 GMT

Kevin Carroll Fired by LPL Financial

GLASTONBURY, CONNECTICUT

Are you a former client of Kevin Carroll, formerly with LPL Financial in Glastonbury, Connecticut? According to FINRA’s BrokerCheck website, Mr. Carroll was terminated by LPL Financial in July 2021, regarding allegations that he made transactions in a customers’ account without written authorization.

FINRA has also brought a regulatory complaint against Kevin Carroll. FINRA alleged that he borrowed $31,170 from a customer without obtaining prior approval from his brokerage firm, and it also alleged that he engaged in unauthorized trading. To settle these allegations, Carroll agreed to a four-month suspension and a $10,000 fine.

Kevin Carroll was a registered representative of LPL Financial from February 2019 to July 2021. He also was affiliated with Wells Fargo and Buell Securities in the last five years. He worked in offices in Glastonbury, Connecticut.

According to FINRA Rule 3240, generally financial advisors cannot borrow money from customers unless the advisor has prior permission from the brokerage firms, and a list of limited exceptions applies to the transaction.

Our investment fraud law firm has sued dozens of different brokerage firms, including LPL Financial. We represent clients in all 50 states including Connecticut.

If you lost money with Kevin Carroll or LPL Financial, please Contact Us at 206-795-5798 for a free evaluation of your case.

Carroll, K. BrokerCheck report can be found HERE. Carroll, K. FINRA AWC can be found HERE.

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