FINRA maintains a website called BrokerCheck, which discloses events like customer complaints, terminations, and regulatory investigations against licensed financial advisors.  According to BrokerCheck, Marston has been the subject of six customer complaints, five of which were made between 2021 and 2023.  The most recent five complaints all make allegations regarding unsuitable recommendations to invest in alternative investments, including investments in real estate and BDCs (or business development companies).

Background on Brian Marston

Brian Marston held his securities license through Woodbury Financial Services from May 2006 to December 2023.  He was assigned to a Parker, Colorado office and also worked in Greenwood Village.  Marston had been in the industry since 1981.

Who is Liable for Losses?

Woodbury Financial Services is a broker-dealer and is required to reasonably supervise the activities of its financial advisors, under FINRA Rule 3110.  Woodbury also is required to ensure that investment recommendations are suitable for its customers under Rule 2111.  Violations of these rules could lead to liability for a broker-dealer.

We Serve Colorado Investors

Our securities arbitration law firm represents investors throughout the country, including in Colorado and the Denver Metro area.  Attorney Aaron Israels is licensed to practice law in Colorado, and our firm maintains an office in Denver.  If you were a client of Brian Marston and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View his BrokerCheck Report

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights.