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        <title><![CDATA[Gwendolyn Hayes Edward Jones - Israels & Neuman, PLC]]></title>
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        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[Gwendolyn Hayes of Edward Jones Barred by FINRA]]></title>
                <link>https://www.israelsneuman.com/blog/gwendolyn-hayes-edward-jones-barred/</link>
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                <pubDate>Tue, 21 Jan 2025 18:50:06 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
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                    <category><![CDATA[FINRA]]></category>
                
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                    <category><![CDATA[Gwendolyn Hayes Ameriprise]]></category>
                
                    <category><![CDATA[Gwendolyn Hayes Edward Jones]]></category>
                
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                    <category><![CDATA[Lake Oswego]]></category>
                
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                <description><![CDATA[<p>LAKE OSWEGO, OREGON Did you invest with financial advisor Gwendolyn Hayes in Lake Oswego, Oregon? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of Edward Jones. In January 2025, Hayes was kicked out of the securities brokerage industry by FINRA when she failed to cooperate with&hellip;</p>
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<h6 class="wp-block-heading"><strong>LAKE OSWEGO, OREGON</strong></h6>


<p>
Did you invest with financial advisor Gwendolyn Hayes in Lake Oswego, Oregon? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of Edward Jones.  In January 2025, Hayes was kicked out of the securities brokerage industry by <a href="http://www.finra.org" rel="noopener noreferrer" target="_blank">FINRA</a> when she failed to cooperate with a FINRA investigation.</p>


<p>She was terminated by Edward Jones in April 2024, which led to a FINRA investigation.  FINRA was investigating Gwendolyn Hayes regarding allegations that she changed customers’ investment objectives without their authority, <a href="/breach-of-fiduciary/" rel="noopener" target="_blank">mismarked trades</a> as being unsolicited, and accepted trading instructions from unauthorized individuals.</p>


<p>Ms. Hayes was registered with Edward Jones from 2010 to April 2024 and worked in Lake Oswego, Oregon.  She also worked for Ameriprise from May 2024 to August 2024.</p>


<p>Israels & Neuman represents investors in all 50 states including throughout the Pacific Northwest.  We have offices in Seattle; Vancouver, Washington; Grand Rapids; Ann Arbor and Phoenix.  We have previously represented investors against Edward Jones as well.</p>


<p>FINRA’s AWC Regarding Gwendolyn Hayes can be found <a href="https://www.finra.org/sites/default/files/fda_documents/2024082079701%20Gwendolyn%20J.%20Hayes%20CRD%205125590%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">HERE</a></p>


<p>Hayes’s BrokerCheck Report can be found <a href="https://brokercheck.finra.org/individual/summary/5125590" rel="noopener noreferrer" target="_blank">HERE</a>
</p>


<h2 class="wp-block-heading">If you lost money with Gwendolyn Hayes, or Edward Jones, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.</h2>


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