Ramsperger was alleged to have to recommended investments in promissory notes of a media company in which Ramsperger was a minority shareholder. Ramsperger allegedly failed to disclose this to his former brokerage firm, Securities America. The media company has since defaulted on the promissory notes.

Dale Ramsperger was with Securities America from 2005 to January 2020. He has worked at branch offices in Scottsdale, Arizona. Ramsperger is now with DMK Advisor Group. Ramsperger also is an owner of Tannin Media Group.

Brokerage firms like Securities America have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Arizona. Attorney Aaron Israels is licensed to practice law in Arizona. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Securities America.

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If you lost money with Dale Ramsperger or Securities America, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.