DEERFIELD, ILLINOIS

The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA, against Paul Vavrinchik. Vavrinchik did not respond to FINRA’s investigation, so FINRA barred him from the securities industry.

Paul Vavrinchik “voluntarily” resigned from U.S. Bancorp Investments in November 2021 regarding allegations that there was a potential alteration of client documents, which the firm ruled to be inconclusive. FINRA initiated its own investigation after U.S. Bancorp Investments filed a Form U5 for Vavrinchik disclosing this conduct. After Vavrinchik failed to respond to FINRA’s investigation, he was barred from the securities industry.

Paul Vavrinchik had been an affiliate of U.S. Bancorp Investments from 2009 to November 2021. He was also an associate with U.S. Bank in Deerfield, Illinois.

FINRA Rule 8210 governs FINRA’s investigations into brokerage firms and their associates. If a licensed associate fails to adequately respond to a FINRA investigation, that person can be expelled from the securities industry.

Israels & Neuman PLC is a securities arbitration law firm that represents investors in FINRA arbitration. Attorneys Aaron Israels and David Neuman are both licensed to practice law in Illinois and Attorney David Neuman grew up in the Chicago area.

View BrokerCheck Report: Vavrinchik, p BrokerCheck 6.2.22

View FINRA AWC: Vavrinchik, p FINRA AWC

If you lost money with Paul Vavrinchik or U.S. Bancorp Investments, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.