CLAYTON, MISSOURI Have you invested with stockbroker James Monken from Clayton, Missouri? We are looking into two complaints made by former customers who filed claims against Mr. Monken’s brokerage firm. Morgan Stanley has faced two customer complaints, filed in July and September 2023, alleging that Monken misrepresented investments in a managed account, and that a trading strategy was not made in the client’s best interest, respectively. Both claims were filed with FINRA arbitration and are still pending.

From September 2012 to the present, James Monken worked in a Clayton, Missouri office for Morgan Stanley. He also operated Resurgens Investments and Legacy Capital Advisors.

Securities brokerage firms are required by FINRA to supervise their advisors. If any misrepresentations were made in connection with the management of a customer’s account, the brokerage firm could be responsible for any accompanying financial losses.

BrokerCheck report can be seen HERE

If you lost money with James Monken or Morgan Stanley, please Contact Us at 206-795-5798 for a free evaluation of your case.