Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities brokerage industry by FINRA due to allegations of stealing or converting customer funds.

Moreover, Head faces criminal charges of bank embezzlement in the U.S. District Court for the Northern District of Alabama. Morgan Stanley has also received two other customer complaints concerning his conduct.

Broker-dealers are obligated to adequately supervise their advisors. Failure to do so may result in liability for investor losses.

Israels & Neuman represent investors nationwide, including those in Alabama. We have successfully advocated for thousands of investors against many brokerage firms throughout the country.

For more information, you can view FINRA’s AWC regarding Jason Head HERE.

Jason Head’s BrokerCheck Report is available HERE.

If you lost money with Jason Head or Morgan Stanley, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.