Allegations Against Jennifer Ceterko

FINRA alleged that it started an investigation into Jennifer Ceterko after she was alleged to have “Accessed outside investment accounts” using the login credentials of her former clients and participated in account activity in those outside accounts”.   FINRA then alleged that Ceterko refused to appear for an on-the-record interview.    

It is a violation of FINRA Rule 8210 to refuse to respond to or cooperate with a FINRA investigation.  Violations of this Rule often result in suspensions or expulsions from the securities brokerage industry, and Ceterko was barred by FINRA.

Jennifer Ceterko Industry History

Jennifer Ceterko was affiliated with LPL Financial from December 2022 to December 2024.  She was also previously affiliated with PFS (Primerica) Investments.  She worked in a Wayne, New Jersey branch office.  She also filed for bankruptcy in 2017.

Can LPL Financial be Responsible for Customer Losses?

Broker-dealers like LPL Financial must reasonably supervise the activities of their representatives.  If a firm does not adequately supervise their advisors, it could be liable for any investor harm.

Israels & Neuman Represents New Jersey Residents

Our firm represents investors throughout the country including New Jersey, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.  If you were a client of Jennifer Ceterko and believe she acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Jennifer Ceterko FINRA AWC
• View her BrokerCheck Report

Contact Israels & Neuman for a Free Case Evaluation

All of our FINRA Arbitration cases are taken on a contingency fee basis, meaning no up front costs to you.

Call us today for a Free Consultation at (720) 599-3505 or (206) 795-5798