Allegations by FINRA Against Jose Quinones

Jose Quinones was “permitted to resign” by PFS Investments (also known as Primerica Financial) in December 2024.  In a filing with FINRA, PFS Investments alleged that Quinones “was under internal review for potential involvement with an undisclosed outside business activity, Next Level Holdings, at the time he terminated for failure to renew his securities registration. The representative denied involvement in Next Level Holdings.” 

That filing led FINRA to start its own investigation into the allegations regarding Quinones and Next Level Holdings.  After FINRA sent requests for documents and information to Quinones, he refused to respond, which led to him being barred.

Information on Jose Quinones

From September 2014 to December 2024, Jose Quinones had been a representative of PFS Investments.  He was assigned to a Kissimmee, Florida office. 

Responsibility for Quinones’s Conduct

Generally, financial advisors must disclose all business activities to their brokerage firm, especially if it involves securities or investments.  Failure to disclose outside business activities are often grounds for termination from a firm.  Moreover, firms cannot simply rely on disclosures from advisors – they must adequately supervise the advisor’s conduct.  If the firm fails to do so, it could be responsible for any investor losses.

We Help Investors in Florida

Attorney David Neuman is licensed to practice law in Florida, and we regularly represent Florida investors, including in the greater Orlando area.  If you were a client of Jose Quinones and believe he acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Jose Quinones FINRA AWC
• View his BrokerCheck Report

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more.