<![CDATA[Joseph Stone Capital - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/joseph-stone-capital/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Warning! DOUGLAS ROSENBERG of Joseph Stone is SUSPENDED]]> https://www.israelsneuman.com/blog/douglas-rosenberg-joseph-stone-suspended/ https://www.israelsneuman.com/blog/douglas-rosenberg-joseph-stone-suspended/ Wed, 01 Dec 2021 21:49:50 GMT HAUPPAUGE, NEW YORK Have you lost money with financial advisor Douglas Rosenberg, with Joseph Stone Capital in Hauppauge, New York? We are looking into allegations made against Douglas J. Rosenberg. Rosenberg was the subject of an investigation by FINRA. FINRA investigated whether Rosenberg had been excessively trading or churning customer accounts. To settle these allegations,…

]]> HAUPPAUGE, NEW YORK Have you lost money with financial advisor Douglas Rosenberg, with Joseph Stone Capital in Hauppauge, New York? We are looking into allegations made against Douglas J. Rosenberg. Rosenberg was the subject of an investigation by FINRA. FINRA investigated whether Rosenberg had been excessively trading or churning customer accounts. To settle these allegations, Rosenberg was suspended for seven months and ordered to pay partial restitution of $25,000.

Douglas Rosenberg has been with Joseph Stone Capital from November 2013 to the present. He has worked at branch offices in Hauppauge, New York. Rosenberg has also been the subject of four customer complaints.

Brokerage firms like Joseph Stone Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Joseph Stone Capital.

Click Here to view Rosenberg, D BrokerCheck Report

If you lost money with Douglas Rosenberg or Joseph Stone Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[SEBASTIAN WYCZAWSKI of Joseph Stone Accused of Excessive Trading]]> https://www.israelsneuman.com/blog/sebastian-wyczawski-of-joseph-stone-accused-of-excessive-trading/ https://www.israelsneuman.com/blog/sebastian-wyczawski-of-joseph-stone-accused-of-excessive-trading/ Tue, 09 Nov 2021 17:59:24 GMT MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether…

]]> MANORVILLE, NEW YORK Have you lost money with financial advisor Sebastian Wyczawski, formerly with Joseph Stone Capital in Manorville, New York? We are looking into allegations made against Sebastian Wyczawski. Wyczawski was suspended from the securities industry for five months, fined $5,000, and ordered to pay $21,644 in restitution by FINRA. FINRA was investigating whether Wyczawski had been excessively trading or churning customer accounts.

Sebastian Wyczawski was with Joseph Stone Capital from July 2015 to September 2021. He has been with VCS Venture Securities from September 2021 to the present. He has worked at branch offices in Manorville, New York. Wyczawski has also been the subject of two customer complaints.

Brokerage firms like Joseph Stone Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Joseph Stone Capital.

View S. Wyczawski BrokerCheck Report

If you lost money with Sebastian Wyczawski or Joseph Stone Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[ABDUL RAHMANI Barred for Soliciting Axe Marketing Investments]]> https://www.israelsneuman.com/blog/abdul-rahmani-barred-for-soliciting-axe-marketing-investments/ https://www.israelsneuman.com/blog/abdul-rahmani-barred-for-soliciting-axe-marketing-investments/ Wed, 03 Nov 2021 16:36:39 GMT MELVILLE, NY Have you lost money with financial advisor Abdul Rahmani? We are investigation allegations made about Abdul M. Rahmani from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred Rahmani from the securities industry after he failed to fully cooperate with an investigation. FINRA alleges that Rahmani engaged in an outside business activity…

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Have you lost money with financial advisor Abdul Rahmani? We are investigation allegations made about Abdul M. Rahmani from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred Rahmani from the securities industry after he failed to fully cooperate with an investigation. FINRA alleges that Rahmani engaged in an outside business activity without disclosing such to his former brokerage firm, Joseph Stone Capital. Rahmani was alleged to have solicited investors to invest in pre-IPO stocks through a company called Axe Marketing Group.

Abdul Rahmani was a financial advisor and registered representative of Joseph Stone Capital from June 2018 to August 2020. He worked in offices in Melville and Mineola, New York. Rahmani was also terminated by three prior firms.

Brokerage firms like Joseph Stone Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Denver, Colorado; Seattle, Washington; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Joseph Stone Capital.

View A. Rahmani BrokerCheck Report

If you lost money with Abdul Rahmani or Joseph Stone Capital, please Contact Us at 720-599-3505 for a free evaluation of your case.

]]> <![CDATA[LEONID YUROVSKY of Joseph Stone Accused of Churning Customer Accounts]]> https://www.israelsneuman.com/blog/leonid-yurovsky-churning-customer-accounts/ https://www.israelsneuman.com/blog/leonid-yurovsky-churning-customer-accounts/ Thu, 14 Oct 2021 19:56:51 GMT MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts. Leonid Yurovsky was…

]]> MINEOLA, NEW YORK Have you lost money with financial advisor Leonid Yurovsky, with Joseph Stone Capital in Mineola, New York? We are looking into allegations made against Leonid Yurovsky. Yurovsky has been the subject of an investigation by FINRA. FINRA is investigating whether Yurovsky had been excessively trading or churning customer accounts.

Leonid Yurovsky was with Joseph Stone Capital from April 2016 to the present. He has worked at branch offices in Mineola, New York. Yurovsky has also been the subject of an investigation by the Arkansas Securities Department in 2014.

Brokerage firms like Joseph Stone Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Joseph Stone Capital.

Read more on Leonid Yorovsky Previous Investigations

If you lost money with Leonid Yurovsky or Joseph Stone Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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