<![CDATA[Kentucky - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/kentucky/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Daniel Deno of LPL Financial is Arrested]]> https://www.israelsneuman.com/blog/daniel-deno-lpl-financial-arrested/ https://www.israelsneuman.com/blog/daniel-deno-lpl-financial-arrested/ Wed, 20 Nov 2024 19:05:00 GMT LPL Financial Advisor Daniel Deno Arrested Did you invest with Daniel Deno, with LPL Financial? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against this advisor from Owensboro, Kentucky. Mr. Deno was recently arrested and charged with fraud and theft regarding a 73-year-old Tell City, Indiana…

]]> LPL Financial Advisor Daniel Deno Arrested

Did you invest with Daniel Deno, with LPL Financial? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against this advisor from Owensboro, Kentucky. Mr. Deno was recently arrested and charged with fraud and theft regarding a 73-year-old Tell City, Indiana client, according to 14news.com. He allegedly asked the client for cash payments and used them for his own personal benefit.

Daniel Ray Deno was a representative of LPL Financial from October 2022 to the present, as well as Fifth Third Securities from September 2020 to October 2022. He was also affiliated with German American Bank in Owensboro, Kentucky.

LPL Financial has a responsibility to adequately supervise its representatives. When firms fail to adequately monitor their advisory representatives, they may be liable for investment losses sustained by customers.

Daniel Deno’s BrokerCheck Report can be found HERE

If you lost money with Daniel Deno or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

]]> <![CDATA[ROBERT GLEASON Jr. of Cantella and Co. SUSPENDED for Churning]]> https://www.israelsneuman.com/blog/robert-gleason-cantella-and-co-suspended-churning/ https://www.israelsneuman.com/blog/robert-gleason-cantella-and-co-suspended-churning/ Tue, 09 Apr 2024 15:53:35 GMT Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating…

]]> Former Cantella & Co. advisor Robert Gleason Suspended

OWENSBORO, KENTUCKY Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky? Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating FINRA’s Regulation Best Interest rule.

According to the complaint, he violated Regulation Best Interest by excessively trading or churning a customer’s account. The customer had a turnover ratio of 12.93 with a cost-equity ratio of 28%. This means that the customer would have needed to earn a profit of 28% just to break even from the costs of trading.

Robert Gleason was fired by Cantella & Co. in December 2021. He was also the subject of two customer complaints, one of which was made in March 2022.

Our investment fraud law firm represents clients all over the country, including investors in Kentucky. We have represented over one thousand investors against numerous firms.

If you lost money with Robert Gleason or Cantella & Co., please Contact Us at 206-795-5798 for a free evaluation of your case.

View BrokerCheck report HERE View FINRA AWC HERE

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