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        <title><![CDATA[Kittiany Davis Barrios - Israels & Neuman, PLC]]></title>
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                <title><![CDATA[KITTIANY DAVIS BARRIOS of PNC Investments is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/kittiany-davis-barrios-pnc-investments-barred/</link>
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                <pubDate>Sun, 20 Oct 2024 17:54:46 GMT</pubDate>
                
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                    <category><![CDATA[Kittiany Davis Barrios]]></category>
                
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                <description><![CDATA[<p>Kittiany Davis Barrios, Formerly with PNC Investments, Barred from Securities Industry CRANBURY, NEW JERSEY Are you a former client of financial advisor Kittiany Davis Barrios in Cranbury, New Jersey? Our securities arbitration law firm is looking into claims made against this advisor, who had been a representative of PNC Investments from March 2019 to January&hellip;</p>
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<h1 class="wp-block-heading"><strong>Kittiany Davis Barrios, Formerly with PNC Investments, Barred from Securities Industry</strong></h1>


<p>
<strong>CRANBURY, NEW JERSEY     </strong>Are you a former client of financial advisor Kittiany Davis Barrios in Cranbury, New Jersey? Our securities arbitration law firm is looking into claims made against this advisor, who had been a representative of PNC Investments from March 2019 to January 2024.  <a href="http://www.finra.org" rel="noopener noreferrer" target="_blank">FINRA</a> barred her from the securities industry after she refused to continue cooperating with an investigation.</p>


<p>It was alleged by PNC Investments that she engaged in an undisclosed outside business activity or <strong><a href="/practice-areas/advisor-negligence-and-fraud/ponzi-schemes-and-selling-away/" rel="noopener" target="_blank">private securities transaction</a></strong>, which led to her termination.  Upon termination, FINRA then began its own investigation into these allegations.</p>


<p>Investment firms are required to properly supervise the conduct of its financial advisors.  If the firm fails to do so, they could be liable for investor losses.</p>


<p>VIEW FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2023080015802%20Kittiany%20Davis%20Barrios%20CRD%206941840%20AWC%20vr.pdf" rel="noopener noreferrer" target="_blank">HERE</a></p>


<p>VIEW BROKERCHECK REPORT <a href="https://brokercheck.finra.org/individual/summary/6941840" rel="noopener noreferrer" target="_blank">HERE</a>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Kittiany Davis Barrios, or PNC Investments, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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