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        <title><![CDATA[Kyle Baker - Israels & Neuman, PLC]]></title>
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        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[KYLE BAKER of First Trust Portfolios is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/kyle-baker-first-trust-portfolios-barred/</link>
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                <pubDate>Wed, 10 Apr 2024 14:08:32 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[attorney]]></category>
                
                    <category><![CDATA[barred]]></category>
                
                    <category><![CDATA[FINRA]]></category>
                
                    <category><![CDATA[First Trust Portfolios]]></category>
                
                    <category><![CDATA[Fraud]]></category>
                
                    <category><![CDATA[Illinois]]></category>
                
                    <category><![CDATA[Investigation]]></category>
                
                    <category><![CDATA[Investment]]></category>
                
                    <category><![CDATA[Kyle Baker]]></category>
                
                    <category><![CDATA[securities]]></category>
                
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                <description><![CDATA[<p>Kyle Baker, Formerly with First Trust Portfolios, Barred from Securities Industry WHEATON, ILLINOIS Are you a former client of Kyle Baker in Wheaton, Illinois? Israels & Neuman is looking into allegations against Baker, who previously worked with First Trust Portfolios. In April 2024, Baker was barred from the securities industry by FINRA, according to FINRA’s&hellip;</p>
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<h1 class="wp-block-heading"><strong>Kyle Baker, Formerly with First Trust Portfolios, Barred from Securities Industry</strong></h1>


<p>
<strong>WHEATON, ILLINOIS     </strong>Are you a former client of Kyle Baker in Wheaton, Illinois? Israels & Neuman is looking into allegations against Baker, who previously worked with First Trust Portfolios.  In April 2024, Baker was barred from the securities industry by <strong><a href="https://www.finra.org/about" rel="noopener noreferrer" target="_blank">FINRA</a>,</strong> according to FINRA’s Disciplinary Database.  The investigation started in January 2024, and Baker’s counsel informed FINRA that he would not appear for an on-the-record interview.</p>


<p>Kyle Baker was registered with First Trust Portfolios from 2005 to April 2024.  He worked in Wheaton, Illinois.</p>


<p>Israels & Neuman has recovered millions of dollars for investors in the past, including numerous investors in Illinois.  <strong><a href="/lawyers/david-neuman/" rel="noopener" target="_blank">Attorney David Neuman</a></strong> grew up in Addison, Illinois before attending the University of Illinois and Northern Illinois University.</p>


<p><strong>View FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2020066123601%20Kyle%20Benjamin%20Baker%20CRD%204933282%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">HERE</a></strong>
<strong>View BrokerCheck Report <a href="https://brokercheck.finra.org/individual/summary/4933282" rel="noopener noreferrer" target="_blank">HERE</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Kyle Baker, or First Trust Portfolios, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</strong></h2>


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