<![CDATA[Las Vegas - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/las-vegas/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[COMPLAINTS Against GREGORY BARSON and Crown Capital Securities]]> https://www.israelsneuman.com/blog/complaints-gregory-barson-crown-capital/ https://www.israelsneuman.com/blog/complaints-gregory-barson-crown-capital/ Mon, 10 Apr 2023 14:01:26 GMT Customer Complaint Pending Against Crown Capital Securities Involving Gregory Barson LAS VEGAS, NEVADA Were you a former customer of financial advisor Gregory Barson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against former Crown Capital Securities advisor Gregory Barson, in Las Vegas, Nevada. According to FINRA’s BrokerCheck,…

]]> Customer Complaint Pending Against Crown Capital Securities Involving Gregory Barson

LAS VEGAS, NEVADA Were you a former customer of financial advisor Gregory Barson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against former Crown Capital Securities advisor Gregory Barson, in Las Vegas, Nevada. According to FINRA’s BrokerCheck, Barson has been the subject of a customer complaint that was made in March 2023.

The March 2023 complaint made against Crown Capital Securities alleges that Barson made unsuitable recommendations to invest in non-traded REITs (real estate investment trusts) and BDCs (business development companies). The REITs and BDCs allegedly caused $99,000 in losses.

Crown Capital Securities had Gregory Barson as its representative from September 2016 to September 2020. He was also with Investment Planners from August 2020 to the present. Barson works in Las Vegas, Nevada.

Brokerage firms and their advisors have duties to make investment recommendations which are suitable to customers, pursuant to FINRA Rule 2111. Non-traded REITs or BDCs may not be suitable for investors looking for safe or secure investments.

View Barson, g BrokerCheck 4.10.23

If you lost money with Gregory Barson or Crown Capital Securities, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

]]> <![CDATA[Investigation of JASON GAROFALO and Ameriprise Financial]]> https://www.israelsneuman.com/blog/investigation-jason-garofalo-ameriprise/ https://www.israelsneuman.com/blog/investigation-jason-garofalo-ameriprise/ Thu, 02 Dec 2021 21:44:11 GMT LAS VEGAS, NEVADA Have you lost money with financial advisor Jason Garofalo, with Ameriprise Financial Services, in Las Vegas, Nevada? We are looking into allegations made against Jason Garofalo. Garofalo has been the subject of a recent customer complaint. Garofalo was alleged to have sold unsuitable investments in non-traded REITs (real estate investment trusts) like…

]]> LAS VEGAS, NEVADA

Have you lost money with financial advisor Jason Garofalo, with Ameriprise Financial Services, in Las Vegas, Nevada? We are looking into allegations made against Jason Garofalo. Garofalo has been the subject of a recent customer complaint. Garofalo was alleged to have sold unsuitable investments in non-traded REITs (real estate investment trusts) like Hospitality Investors Trust and Inventrust Properties. These REITs alleged caused $150,000 in damages.

Jason Garofalo has been a financial advisor and registered representative of Ameriprise Financial Services from November 2015 to the present. He worked at a branch office in Las Vegas, Nevada. Garofalo was also the subject of a complaint in 2012 that resulted in a $668,000 award against his former firm.

Brokerage firms like Ameriprise Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Nevada. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Ameriprise Financial Services.

Click here to view Garofalo, J. BrokerCheck Report

If you lost money with Jason Garofalo or Ameriprise Financial Services, please Contact Us at 720-599-3505 for a free evaluation of your case.

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