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        <title><![CDATA[lawsuit Jermaine Benjamin - Israels & Neuman, PLC]]></title>
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                <title><![CDATA[JERMAINE BENJAMIN of Pruco Securities is BARRED by FINRA]]></title>
                <link>https://www.israelsneuman.com/blog/jermaine-benjamin-pruco-securities-barred-finra/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Thu, 08 Jun 2023 17:01:54 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[Israels & Neuman Law Firm]]></category>
                
                    <category><![CDATA[Jermaine Benjamin advisor complaints]]></category>
                
                    <category><![CDATA[Jermaine Benjamin Pruco Securities]]></category>
                
                    <category><![CDATA[Jermaine Benjamin Tampa Florida]]></category>
                
                    <category><![CDATA[lawsuit Jermaine Benjamin]]></category>
                
                
                
                <description><![CDATA[<p>Jermaine Benjamin, Formerly with Pruco Securities, Barred from Securities Industry TAMPA, FLORIDA Have you invested with advisor Jermaine Benjamin in Tampa, Florida? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made against Jermaine Benjamin. In June 2023, Benjamin was barred from the securities industry by FINRA, because he&hellip;</p>
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<h1 class="wp-block-heading" id="h-jermaine-benjamin-formerly-with-pruco-securities-barred-from-securities-industry"><strong> </strong><strong>Jermaine Benjamin, Formerly with Pruco Securities, Barred from Securities Industry</strong></h1>



<p>
<strong>TAMPA, FLORIDA</strong></p>



<p>Have you invested with advisor Jermaine Benjamin in Tampa, Florida? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made against Jermaine Benjamin.  In June 2023, Benjamin was barred from the securities industry by <a href="http://www.finra.org" rel="noopener noreferrer" target="_blank">FINRA</a>, because he failed to respond to a FINRA <a href="https://www.finra.org/sites/default/files/fda_documents/2022075106101%20Jermaine%20K%20Benjamin%20CRD%206152653%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">investigation</a> regarding a customer complaint alleging that Benjamin engaged in “unauthorized transactions and <a href="/practice-areas/breach-of-fiduciary/" rel="noopener" target="_blank">misappropriation/defalcation</a>”.</p>



<p>Jermaine K. Benjamin had been a broker with Pruco Securities from February 2013 to July 2020 and with Raymond James Financial from July 2020 to April 2022.  He worked in Riverview and Tampa, Florida.  He also operated J B Financial Services and Insurance.</p>



<p>Pursuant to FINRA Rule 8210, Mr. Benjamin is mandated to cooperate with FINRA investigations.  Likewise, Pruco Securities must adequately monitor the conduct of its advisors.  If it failed to adequately supervise Benjamin or other advisors, the firm could be responsible for financial losses.</p>



<p>Israels & Neuman is an investment fraud and securities arbitration law firm that has represented thousands of investors in the past.  We represent investors throughout the country, including in Florida.
</p>



<p>View <a href="/static/2025/03/Benjamin-Jermaine-FINRA-AWC.pdf" target="_blank" rel="noreferrer noopener">Benjamin, j FINRA AWC</a></p>



<p>View Benjamin, j BrokerCheck 6.8.23</p>



<h3 class="wp-block-heading" id="h-if-you-lost-money-with-jermaine-benjamin-or-pruco-securities-contact-the-law-firm-of-israels-amp-neuman-at-206-795-5798-for-a-free-evaluation-of-your-case">If you lost money with Jermaine Benjamin or Pruco Securities, contact the law firm of <a href="/contact-us/" rel="noopener" target="_blank">ISRAELS & NEUMAN</a> at (206) 795-5798 for a Free evaluation of your case.</h3>
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