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        <title><![CDATA[Pierre Hilario Complaints - Israels & Neuman, PLC]]></title>
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        <lastBuildDate>Wed, 20 Aug 2025 15:41:51 GMT</lastBuildDate>
        
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                <title><![CDATA[PIERRE HILARIO of SW Financial is BARRED]]></title>
                <link>https://www.israelsneuman.com/blog/pierre-hilario-sw-financial-barred/</link>
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                <dc:creator><![CDATA[Israels & Neuman, PLC]]></dc:creator>
                <pubDate>Fri, 22 Sep 2023 19:28:28 GMT</pubDate>
                
                    <category><![CDATA[Investment Fraud]]></category>
                
                
                    <category><![CDATA[FINRA investigation Pierre Hilario]]></category>
                
                    <category><![CDATA[New York]]></category>
                
                    <category><![CDATA[Pierre Hilario advisor Melville]]></category>
                
                    <category><![CDATA[Pierre Hilario Complaints]]></category>
                
                    <category><![CDATA[Pierre Hilario of SW Financial investigation]]></category>
                
                
                
                <description><![CDATA[<p>Pierre Hilario, formerly with SW Financial, Barred by FINRA MELVILLE, NEW YORK Did you invest in private placements with financial advisor Pierre Hilario, formerly with SW Financial? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made regarding Pierre Hilario from Melville, New York. FINRA (the Financial Industry Regulatory&hellip;</p>
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<h1 class="wp-block-heading"><strong>Pierre Hilario, formerly with SW Financial, Barred by FINRA</strong></h1>


<p>
<strong>MELVILLE, NEW YORK</strong></p>


<p>Did you invest in private placements with financial advisor Pierre Hilario, formerly with SW Financial?  The securities and investment fraud law firm of Israels & Neuman is looking into allegations made regarding Pierre Hilario from Melville, New York.  <a href="http://www.finra.org/" rel="noopener noreferrer" target="_blank">FINRA (the Financial Industry Regulatory Authority)</a> barred him from the securities industry when he failed to cooperate with a FINRA investigation.</p>


<p>FINRA’s Disciplinary Database discloses that Hilario was under investigation related to sales of <a href="/practice-areas/" rel="noopener" target="_blank">private placements</a> while he was affiliated with SW Financial.  He has also been licensed with NI Advisors, Democracy Funding, and Cabot Lodge Securities since 2016.</p>


<p>Pursuant to FINRA Rule 8210, stockbrokers must respond to FINRA investigations.  Advisors are often barred for failing to respond to such investigations.</p>


<p><strong>View FINRA AWC <a href="https://www.finra.org/sites/default/files/fda_documents/2020066757801%20Pierre%20Hilario%20CRD%204386481%20AWC%20lp.pdf" rel="noopener noreferrer" target="_blank">HERE</a></strong>
<strong>View BrokerCheck <a href="https://brokercheck.finra.org/individual/summary/4386481" rel="noopener noreferrer" target="_blank">HERE</a></strong>
</p>


<h2 class="wp-block-heading"><strong>If you lost money with Pierre Hilario or SW Financial, please <a href="/contact-us/" rel="noopener" target="_blank">Contact Us</a> at (206)795-5798 for a free evaluation of your case.</strong></h2>


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